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Electronics, Components, and Engineering Systems (EL Topic)

Proposal Due Dates: June 10 and December 4, 2008
Please direct inquiries for all Electronics, Components, and Engineering Systems (EL) topic to:
Murali Nair (mnair@nsf.gov) 703-292-7059.
The National Science Foundation (NSF) Small Business Innovation Research (SBIR) program seeks
innovative state-of-the-art, high-risk, high-potential research proposals in the area of Electronics,
Components, and Engineering Systems. These proposals should seek to provide economic and technological
benefits that will motivate their successful adoption in the commercial marketplace. Advanced technology
in this area can range widely in photonics, sensing systems, electro-optics, telecommunications,
computation, integrated circuit design, quantum information processing, scientific and industrial
instrumentation, robotics and control systems, mechanical systems, advanced electronic materials,
magnetics and data storage, micro- and nano-electro-mechanical systems, energy and power management, and
micro- and nano-electronics manufacturing. Technological advances may also impact energy conversion and
storage systems, material processing systems, and systems enabled by novel properties of materials. The
Electronics, Components, and Engineering Systems (EL) topic is grouped under fifteen (15) alphabetically
designated subtopics. You must select a subtopic appropriate for the proposed research and enter its
letter and number designation (e.g. A.3) in the subtopic box on the proposal cover page. Innovative
technologies that are not suggested explicitly in the subtopics below may still be of interest if they
fall generally within one of the subtopics.
The 200-word project summary discussing the intellectual merit and broader impact must specifically
answer the following questions: Problem to be solved? How solved and what is the innovation? Why is your
solution better? Who is going to buy your solution? Who are the other key players? If not, the proposal
may be returned without review. Proposals must address the potential for commercialization of the
innovation and how it would lead ultimately to revenue generation. It is important that the proposed
technology increase the competitive capability of industry, is responsive to societal needs, and is
sensitive to solving "real" problems driven by critical market requirements.
Mandatory Requirement: Letters of Support for the Technology
Inclusion of letters of support for the technology within the proposal is mandatory for
proposals being submitted to this solicitation. Letters of support act as an indication of market
validation for the proposed innovation and add significant credibility to the proposed effort. Letters of
support should demonstrate that the company has initiated dialog with relevant stakeholders (potential
customers, strategic partners or investors) for the proposed innovation and that a real business
opportunity may exist should the technology prove feasible. The letter(s) must contain affiliation and
contact information for the signatory stakeholder.
Note: If appropriate letters of support are not contained within the proposal, the
proposal will be considered non-responsive and may be returned without review for failing to fall within
the scope of the solicitation.
Importance of Communication with Program Officer
A company planning to submit a proposal to one of this solicitation's subtopics is strongly
encouraged to describe the innovation and business opportunity to the cognizant program officer and
receive feedback prior to proposal submission (see above for contact information). You may contact the
program officer at any time before the submission deadline. Note, however, that communication with the
program officer will become increasingly difficult as the deadline nears.
NOTE: Proposals that focus on topics such as software coding, protocols, computing
architectures, etc. leading to a final product that is a software package or licensable software IP, are
not appropriate for submission under the EL topic but should be submitted under the
Software and Services (SS) topic.
In the current solicitation, proposals in the following subtopics will be accepted:
A. Sensors
B. Wireless Technology
C. Integrated Circuit (IC) Design
D. Innovative Uses of Light
E. Innovations in MEMS and NEMS Devices and Systems
F. Energy and Power Management
G. Geosciences Instrumentation
H. Astronomical Instrumentation
I. Robotics
J. Semiconductor and Other Materials
K. Nanotechnology Enabled Components and Systems
L. Organic Electronics
M. Semiconductor Manufacturing
N. Nano-electronics Manufacturing
O. Micro-electronics Packaging and Systems Integration
A. SENSORS

Recent technological advancements in materials science, micro fabrication of MEMS, and
bioengineered systems have made inexpensive, powerful, and ubiquitous sensing a reality. Examples range
from truly smart airframes and self-evaluating buildings and infrastructure for natural hazard mitigation
to large-scale weather forecasting, self-organizing energy systems and smart devices that self-assemble
into networks leading to the first electronic nervous system that connects the Internet back to the
physical world. New detection technologies that overcome barriers of time, scale, materials and
environment, and emphasize self-calibration, selectivity and sensitivity are required. Sensor networks
that are ad hoc, multi-hop, robust, and low-power need further development. The convergence of the
Internet, communications, nanotechnologies, advanced materials and information technologies with
techniques for miniaturization has placed sensor technology at the threshold of a period of major growth.
Wearable electronics and associated medical applications will make a large impact on remote patient
bio-monitoring and bio-chemical detection. Speed, robustness, fewer false alarms, and the ability to
function unattended and autonomously in unusual, extreme, and complex environments will be required.
Industry needs to develop nano-templates as nano-manufacturing tools for nano-devices and sensors as a
bare minimum before nanotechnology can flourish. Ways must be found to effectively integrate sensing
device, actuators and computation into working micro-systems with the associated front-end electronics.
Items of interest include but are not limited to:&
A.1 Sensors for smart transportation and infrastructure
A.2 Micro-power wireless/autonomous sensing and networking
A.3 Actuators to enhance sensor performance
A.4 Sensors for life sciences, medical applications and systems
A.5 Noninvasive medical devices
A.6 Bioassay instrumentation
A.7 Gas phase and liquid phase sensing
A.8 Environmental sensing
A.9 Integrating performance standards for calibration (e.g. resistance, time, voltage)
A.10 Process control
A.11 Non-Destructive Testing and Evaluation systems
A.12 Remote sensing sensors and systems
A.13 Detection of and countermeasures to Improvised Explosive Devices (IEDs) using for example
autonomous, remote sensing and search technologies
B. WIRELESS TECHNOLOGIES

Wireless technologies will become massive in its pervasiveness and impact virtually every aspect of
life evolving well beyond mobile phones and PDAs to other devices, services, channels and content.
Microwave circuits afford more frequency spectrum and very short antennas. With GaAs and SiGe, entire
microwave transceivers can be inexpensively put on a single chip. New modulation methods, like
spread-spectrum and orthogonal frequency-division multiplexing, bring greater spectral efficiency and
more bits/Hz of bandwidth, and lead to less susceptibility to noise, interference, and multi-path
distortion. On-chip DSPs allow new signal-processing functions. New RFID chips are revolutionizing
warehousing, materials handling, and shipping operations, replacing bar-code labels in many areas.
Proposals that involve next generation wireless communication technologies requiring systems with high
data rates, low cost, and that support a wide variety of applications and services, while maintaining full
mobility, minimum latency, and long battery life, but not limited to the following areas are sought.
B.1 Medical device applications
B.2 Wireless surveillance
B.3 Secure (privacy; data) wireless communications
B.4 RFID
B.5 Wireless sensor networks
B.6 Personal area networks
B.7 Bandwidth efficient techniques
B.8 UWB systems
B.9 SDR architecture and hardware
B.10 Smart antenna systems
B.11 RF component and device design
C. INTEGRATED CIRCUIT (IC) DESIGN

Nanometer design is becoming a reality but its ultimate success hinges on the development of a
very different design methodology. The continuing growth of electronic technologies beyond the fundamental
physical limits in scaling electronic devices to smaller and smaller sizes has sparked unprecedented
interests in atomic-scale design in gigascale electronics, integrated circuits and architectures. To that
end, the EDA industry continues to pull together the pieces for a collective move to design at levels of
abstraction higher than the register transfer level (RTL). At nanometer geometries that gate-level netlist
are unable to carry enough information when the design is physically implemented to make it feasible.
Design at the system level can help speed architectural exploration and system partitioning. At geometries
of 100 nm and below, timing closure hinges on delay calculations. Interconnect delays rather than gate
delays dominate calculations. Even at high levels of abstraction, the availability of a virtual prototype
provides a basis in reality to which layers of deepening physical detail can be added throughout the
design process. Nanometer design still brings a host of verification challenges. Mixed-signal
verification must evolve to embrace the simultaneous modeling of digital circuits at high levels of
abstraction and the analog and mixed-signal portions at the transistor level to improve efficiency. The
widening gap between silicon capacity and design productivity is related to a number of factors, including
hardware-software co-verification, IP reuse and integration, physical design, design for
manufacturability (DFM), interconnects, noise sensitivity, power, and thermal solutions. Items of interest
include but are not limited to:
C.1 Ultra low power circuits and architectures
C.2 High speed ADC/DAC
C.3 Novel chip architectures
C.4 Test techniques to improve design, development and manufacturability and reliability of
microcircuits
C.5 On-chip circuitry for self-test, circuitry for characterization, external circuits for
testing aids, etc.
C.6 Integration of nano- to micro-scale devices on circuits
C.7 Neuromorphic and other functional devices/circuits
C.8 Frequency references and other timing related circuits
C.9 Physics based models for CAD support
C.10 ICs with heterogeneous materials and devices
D. INNOVATIVE USES OF LIGHT

Proposals are solicited for projects involving innovative uses of light, for market applications
having the potential for significant economic impact and/or societal benefit. The key focus of this
subtopic is on the novel aspects, including the research and development of new electro-optic materials
and material properties, of generating, processing, detecting, imaging, and converting light in such a
way as to result in disruptive new products, and breakthrough product improvements in the marketplace.
Application areas of particular interest include: Energy, Biotechnology/Biomedical, Communications,
Computing, Detection/Sensing and Analysis, Manufacturing Technology, Illumination and Consumer products.
D.1 Light Generation: Light sources for applications such as optical data storage,
communications and displays. OLEDs and quantum devices based on CdS and ZnS to be used as light sources
with enhanced quantum efficiency
D.2 Light Conversion: Solid state and organic photon detectors, quantum wells and
dots, solar cells, light amplification and photo-chemical processes
D.3 Light Management: Materials, devices, and issues for manipulating light: e.g.,
electro-optic devices, photonic crystals, waveguides, optical mode and wavelength converters, optical
resonators and delay lines, fiber and semiconductor optical amplifiers, short-wavelength mirrors,
negative refractive index materials and devices, micro-lenses and solar concentrators
D.4 Light Detection/Analysis: Silicon based detectors, detector development in the
visible and also in the IR. UV/Deep UV applications, II-VI based materials like ZnS and CdSe. HgCdTe
(MCT’S), SiC, GaN and AlGaN based alloys
D.5 Imaging and Display: Novel possibilities using advanced technologies in small,
medium, and large size displays which are brighter, consume low power, take less space, can be flexible,
and are far more reliable
D.6 Systems Integration, Thermal Management: Hybrid systems integrating multiple
innovative uses of light, including such combinations as photonics, electronics and magnetics to achieve
increased functionality or enhanced performance; use of photons for active cooling or thermal
management; innovative optical packaging techniques, such as photonic crystals
D.7 Innovative Technologies: Innovative ways of using and generating light not
otherwise encompassed within the categories outlined above
E. INNOVATIONS IN MEMS AND NEMS DEVICES AND SYSTEMS

Proposals are solicited for projects involving innovations in Micro Electro-Mechanical Systems
(MEMS) and Nano Electro-Mechanical Systems (NEMS) for market applications having the potential for
significant economic impact and/or societal benefit. The key focus of this topic is on the novel aspects,
including the research and development of new materials and material properties, of design, fabrication,
and usage of MEMS and NEMS devices and systems, in such as way as to result in disruptive new products
and breakthrough product improvements in the marketplace. Application areas of particular interest
include: Electronics, Biotechnology/Biomedical, Micro-fluidics, Communications, Data Storage,
Detection/Monitoring and Analysis, Manufacturing Technology and Imaging.
E.1 Sensors: Accelerometers, fluid flow measurement devices, combustion sensors,
gyroscopic guidance systems, bio-analytic sensors, etc.
E.2 Actuators: Devices that respond to changes in their environment causing another
device to turn on, turn off, adjusted or moved
E.3 Optical: Switches, lens arrays, beam splitters, corrective optics, etc.
E.4 Micro- and Nano-Machines:
E.5 Integrated Systems: Materials, devices, and issues for integration of MEMs (e.g.,
sensors, actuators, micro-fluidics) with electronic and photonic circuits (e.g., CMOS, waveguides).
Includes innovations in packaging and thermal management
E.6 MEMS design, processing, packaging, materials
E.7 Innovative Technologies: Innovative ways of using and generating light not
otherwise encompassed within the categories outlined above
F. ENERGY AND POWER MANAGEMENT

In the power electronics realm, as CMOS chips go to finer lithography with each new generation,
their multiplying transistors require lower and lower voltages and higher and higher currents. These
trends have driven up power demands on pc boards and placed constant pressure on power-supply and
power-system developers to increase the efficiency and power or current density of their supplies. At the
same time, the trends toward lower voltages and higher currents have encouraged migration from centralized
to distributed and portable power architectures. Newer chips with lower supply-voltage requirements has
greatly complicated power-system and power-supply design. The spread of the intermediate voltage bus
architecture has spurred innovative developments in isolated and non-isolated dc-dc converters. In
portable applications, some of the recent semiconductor developments provide equipment designers with
the extra firepower needed to add functionality, in light of the critical need for efficient power
management techniques. At the system level, new energy storage technologies such as new battery
chemistries, fuel cells, and flywheels could make a tremendous impact on system reliability and energy
usage. Ongoing challenges at all scale levels in national and global energy needs are placing increasing
demands for innovative alternative energy strategies that require a broad vision in a variety of areas
including distributed controls and adaptive dynamic power flow for managing intelligent power grids of the
future from the device to the system level. Proposals are solicited on:
F.1 New energy sources for portable and mobile devices
F.2 Energy scavenging/harvesting for portable/remote devices
F.3 Systems for harvesting alternate energy sources
F.4 Smart power demand-response management systems, e.g. smart grids, buildings, circuits
F.5 Inverters, motors and generators for higher efficiency, smaller size and power factor
corrections
F.6 Efficient and compact energy conversion systems for non-grid applications
F.7 New energy storage technologies
G. GEOSCIENCES INSTRUMENTATION

NSF/SBIR seeks proposals to design, develop, and prototype innovative sensors, devices and instruments
for the scientific understanding of the integrated Earth systems, and that lead to an improved
understanding of the factors that define and influence the Earth's environment and planetary processes.
Ozone levels, coal mine safety, radiation levels, seismic sensing, and oil exploration. Items of interest
include but are not limited to:
G.1 Instruments addressing environmental monitoring in geophysical, atmospheric, and
oceanographic phenomena
G.2 Devices for physical measurements at the Earth's surface and in boreholes beneath the
surface
G.3 Instruments for measurement of atmospheric parameters, such as temperature, pressure, water
vapor, and radiation
G.4 Instrumentation for research in the world's oceans, lakes and seas, polar icecaps and
remotely operated geosciences instruments
H. ASTRONOMICAL INSTRUMENTATION

Proposals that lead to new instruments and devices are solicited for astronomical observations in the
radio, sub-millimeter, infrared, and optical wavelengths. Items of interest include but are not limited
to:
H.1 Adaptive optics, wave front sensors, innovative focal plane technology, and lasers for
artificial guide stars
H.2 Holographic gratings for dispersing elements and imaging Fourier transform
spectrometers
H.3 Large diameter, broadband filters having low focal ratio number and uniform antireflection
coatings
H.4 Heterodyne imaging spectrometers, with channel-independent auto-correlation, high
resolution and large spectral coverage
H.5 Low-cost analog/digital converter chips for radio astronomy with high sampling rates and
precision
I. ROBOTICS

Challenges such as voice, obstacle and image recognition, emotional response, and eye-hand
coordination still remain. High-performance processors, hardware to provide situational awareness, and
improved artificial intelligence (AI) are enabling researchers to create lifelike robots that run or have
facial expressions. High intelligence is a missing ingredient. Considerable progress will be made if
robots possessed the intelligence needed to cope with uncertainty, learn from experience and work as a
team. Robot designers are borrowing features from insect nervous systems to build six-legged robots.
Engineers and computer scientists cooperate with biologists, neuroscientists and psychologists to exploit
new knowledge in the study of the brain and behavior. Some robots will help people do what they can't or
would rather not do. Other robots will tackle complex projects by working as teams. Robots will help
protect critical infrastructure and monitor the environment as mobile, intelligent sensors. Proposals
involving robotics and intelligent machines having complex, human-like behavior are sought but not limited
to:
I.1 Novel and advanced approaches to sensing, perception, and actuation including embedded
and highly distributed systems
I.2 Applications to manufacturing
I.3 Systems to extend human capabilities into unknown and hazardous environments - underwater,
search-and-rescue, security, and agriculture; wheeled and legged machines capable of exploring planets;
unmanned aerial vehicles for surveillance and combat
I.4 Medical devices that provide new capabilities to doctors including surgery; robotic
exoskeletons to enhance human strength; personal robots with an emphasis on human-centered end use and
interaction, increased autonomy; robots of augmentation
I.5 Intelligent control architecture for robotic systems; development of human-robot
interfaces; communication and task sharing between humans and machines, and among machines;
self-diagnosing, self-repairing robots
J. SEMICONDUCTOR AND OTHER MATERIALS

Proposals are solicited for advanced materials with potential for improved utility in micro- and nano-
electronic devices, and in micro- and nano-magnetics. These materials include those used in mainstream
integrated circuits such as silicon and compound semiconductors, high-k and low-k dielectrics,
Silicon-On-Insulator (SOI) materials, nano-structured materials, molecular electronics, organic
electronics and spin electronics. Other materials include those relevant to flat panel displays,
semiconductors for microwave and radio applications, and materials for opto-electronics applications,
including optical computing, communications, and mass storage. Proposals are invited for the improvement
in performance of the following semiconductor and other materials:
J.1 Advanced silicon materials
J.2 Compound semiconductors
J.3 Photonic materials and crystals
J.4 Thin film and metallized materials
J.5 High temperature, high power, high frequency materials
J.6 Encapsulation materials; Heat sink materials
J.7 Superconductors
J.8 Self-assembled and other polymers
J.9 Dielectrics and nitride compounds
J.10 Magnetic materials
K. NANOTECHNOLOGY ENABLED COMPONENTS AND SYSTEMS

It is anticipated that nanotechnology through development of new classes of devices will provide
significant performance increases in speed, power consumption, sensitivity and device density. Examples
are nanotubes and nanowire based devices; single electron devices, nanomagnetics, molecular and
spintronics; and quantum dot detectors and quantum computing devices. Proposals on integration of
semiconductor, magnetic and photonic nanodevices as well as molecular, biological, mechanical, fluidic
devices into functional circuits and devices are encouraged. Proposals are solicited in the general areas
of:
K.1 Nanoelectronics: silicon nanoelectronics; beyond silicon - nanotubes, nanowires,
molecular electronics
K.2 Nanophotonics: Very Large Scale Integrated (VLSI) photonics, photonic crystals,
quantum dots, VCSELS, nonlinear optical devices
K.3 Nanomagnetics/spintronics: Giant Magneto-Resistive (GMR) systems, Magnetic Random
Access Memory (MRAM), Spin Torque Transfer (STT) devices, quantum computing
K.4 Novel uses of Nanomaterials
L. ORGANIC ELECTRONICS

Organic functional materials have the potential to be key enablers for novel photonic, electronic and
optoelectronic device applications. Proposals that involve novel synthesis of these materials and methods
of fabricating applications such as flat panel displays, solid state lighting, photovoltaics, and optical
devices involving nonlinear optics are encouraged. Proposals are solicited in the general areas of:
L.1 Organic Light Emitting Diodes (OLEDs)
L.2 Organic based transistors
L.3 Organic photovoltaics (solar cells)
L.4 Organic memory for data storage applications
M. SEMICONDUCTOR MANUFACTURING

Proposals are sought in areas that relate to electronics manufacturing. For innovative research
proposals that would either retrofit or displace existing manufacturing techniques and processes, we
strongly recommend that you provide supportive letters from manufacturing end-users with your proposal.
Proposals are invited for approaches that improve the performance of semiconductor manufacturing in the
following:
Front End Processing
M.1 Wafer production: crystal growth, wafer slicing, grinding and polishing
M.2 Thermal oxidation: silicon dioxide growth, furnace technology
M.3 Photomask creation: CAD design, pattern generation, photo-resist materials
M.4 Photolithography: ultraviolet, x-ray lithography, electron beam systems
M.5 Etching and doping: wet & dry etching; ion implementation, diffusion
techniques
M.6 Chemical Vapor Deposition (CVD): poly-silicon, silicon dioxide, silicon nitride
layers for barriers and circuits
M.7 Interconnects and contacts: sputtering, evaporation processes, Chemical Mechanical
Polishing (CMP)
Back-End Processing
M.8 Testing and separation: die testing and probing, diamond sawing
M.9 Attachment, wire-bonding and packaging: die attach and bonding, thermo- sonic
wire-bonding, encapsulation, chip packages, tape automated bonding, flip chip, silicon in chip packaging -
Silicon in Package (SiP)
N. NANO-ELECTRONICS MANUFACTURING

Proposals are solicited in techniques of nanoelectronics manufacturing including various forms:
N.1 Nanolithography and nanoimprinting
N.2 Material growth and deposition techniques
N.3 Self- assembly techniques
N.4 Quantum dots manufacturing
N.5 Large scale production of carbon nanotubes
N.6 Nanofabrication of electronic devices
O. MICRO-ELECTRONICS PACKAGING AND SYSTEMS INTEGRATION

Proposals are solicited on more efficient means of integrating semiconductor components and devices
into systems. The growth in chip density, coupled with the demand for high performance, small size, light
weight, and affordable reliability has placed enormous pressure on interconnect technology and packaging
at all levels. Proposals are solicited in improved techniques for interconnect and packaging at the board
level, packaging approaches for the board components, the passive components, techniques for board
assembly and finally, applications of techniques to packaging and systems integration for optoelectronics,
RF Systems and MEMS.
O.1 Printed Wiring Board Manufacturing: Board materials; Board preparation; Hole
drilling, punching and plating; Circuit lithography (CAD tools); Solder masks; Multiplayer board
fabrication
O.2 Single Chip Packages for improved performance and reliability in single and Multiple-chip
packaging particularly thermal performance, of the following types: Through-hole; Surface mount;
Area arrays (Ball Grid Array, Quad Flat Pack, etc.); Multichip modules
O.3 Passive Components: Methods for improving the performance of reliability of
passives (capacitors, inductors, resistors) on the Printed Wiring Board with respect to: Discrete
components; Integrated components; Embedded and on chip passive components
O.4 Board Assembly: Improved methods for board assembly in: Surface Mount Assembly
including lead free soldering; Thick Film processing for ceramic components/ Hybrid systems; Thin Film
processing using PVD and CVD techniques; Testing, Inspection and Measurement; Environmentally Benign
Designs
O.5 Optoelectronic Systems: Improvement in manufacturing and systems integration of
optoelectronic systems in the following areas: Optical Sources - lasers, VCSELs; Optical Detectors;
Optical Channels/Fibers; Optical Interconnects
O.6 RF Systems: Manufacturing and systems integration of RF systems in the following
areas: Transceivers - Antennas; Microwave Discrete Circuits; Microwave Monolithic Integrated Circuits;
Microwave Integrated Circuits
O.7 MEMS Packaging: Manufacturing and systems integration of MEMS packaging in the
following areas: Ceramic Packaging; Plastic Packaging; Metal Packaging -- typical applications cover
pressure sensors, accelerometers, and actuators
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