NSF 01-17
This document has been archived and replaced by nsf02110
DIRECTORATE FOR GEOSCIENCES
DIVISION OF EARTH SCIENCES
DIVISION OF OCEAN SCIENCES
| January 16, 2001 | For FY 2001 support. |
| November 1, 2001 | For FY 2002 support. |
The National Science Foundation promotes and advances scientific progress in the United States by competitively awarding grants and cooperative agreements for research and education in the sciences, mathematics, and engineering.
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(703) 292-5111 |
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Program Title: MARGINS
Synopsis of Program: The MARGINS research program has been formulated to understand the complex interplay of processes that govern continental margin evolution globally. Mechanical, chemical, biological and fluid processes act in concert to govern the initiation, evolution and eventual destruction of continental margins, as well as the accumulation of resources in these regions.
Cognizant Program Officer(s):
Applicable Catalog of Federal Domestic Assistance (CFDA) Number(s):
A. Proposal Preparation Instructions
B. Budgetary Information
C. Deadline/Target Dates
| January 16, 2001 | For FY 2001 support. |
| November 1, 2001 | For FY 2002 support. |
D. FastLane Requirements
The MARGINS program was initiated by the scientific community and the National Science Foundation and has been designed to elevate our present largely descriptive and qualitative knowledge of continental margins to a level where theory, modeling and simulation, together with field observation and experiment, can yield a clearer understanding of the processes that control margin genesis and evolution. Although continental margins have been traditionally assigned to three distinct tectonic settings, i.e., convergent, divergent and translational, the approach used by the MARGINS program recognizes that a range of
fundamental physical and chemical processes that form and deform the surface of the Earth operate at all margins. Tectonic setting may govern the specific expression of a particular process that may vary in different environments. However, a relatively small number of processes, i.e., lithospheric deformation, magmatism, other mass/energy fluxes, sedimentation, and fluid flow, are fundamental to the evolution of the margins. Study of these basic processes, wherever they are best expressed, provides a more logical line of inquiry for understanding the complex nature of continental margins. This process-oriented approach to understanding the entire system of margin evolution requires broadly based interdisciplinary studies and a new class of major experiments. The MARGINS science plan, developed from a series of well attended workshops over the past decade, advocates concentration on several study areas (Focus Sites) targeted for intensive, multidisciplinary programs of research in which interaction between field experimentalists, numerical modelers and laboratory analysts would occur. MARGINS plans to foster the involvement of a broad cross-section of investigators in focused, multidisciplinary experiments, to achieve the objectives that could not be accomplished otherwise. Thus the MARGINS program will concentrate on four special-focus experiments - this list will be periodically reviewed and supplemented as new experiments are identified and planned. In FY 2000 NSF funded 10 MARGINS projects that will cost approximately $4.3 million. It is expected that the funding level will
be approximately the same for the next cycle.
The National Science Foundation (NSF) invites proposals directed towards the program elements listed below in the special-focus section. NSF funding will be provided by the Divisions of Earth and Ocean Sciences. Proposals submitted to the MARGINS program should be prepared in accordance with the guidelines provided in the NSF publication Grant Proposal Guide (GPG), NSF-01-2. Single copies of the GPG are available at no cost from: NSF Publications Clearinghouse, P.O. Box 218, Jessup, MD 20794-0218, phone (301) 947-2722, or via the Internet: pubs@nsf.gov.
Proposals submitted to MARGINS Program should also include a statement addressing the relevance of the proposed study to the overall goals of the MARGINS initiative and their relationship to identified special-focus experiments. Proposals will be reviewed in accordance with established Foundation procedures and the criteria described in the GPG. Competition for MARGINS funding will take place once a year and be evaluated by a joint Earth and Ocean Sciences panel. Note that all MARGINS proposals will be reviewed by a single panel comprised of panelists from both OCE and EAR communities. The FY 2001 deadline for proposal submittal is January 16, 2001. For FY 2002 the deadline will be November 1, 2001. Proposals can be submitted to any of the three programs named below, depending on their degree of relevance to marine or onshore work. In addition, proposals submitted for support from the Ocean Drilling Program should contain a section that addresses the potential of the proposed research to enhance the effectiveness or planning of proposed drilling activities. Questions regarding proposal preparation and target dates may be directed to the following program officers:
Dr. Bilal Haq,
Marine Geology and Geophysics Program,
Division of Ocean Sciences,
Phone: 703-292-8582, Fax: 703-292-9085
Email: bhaq@nsf.gov
Dr. David Fountain,
Tectonics Program,
Division of Earth Sciences,
Phone: 703-292-8552, Fax: 703-292-9025
Email: dfountai@nsf.gov
Dr. Bruce Malfait,
Ocean Drilling Program,
Division of Ocean Sciences,
Phone: 703-292-8581, Fax: 703-292-9085
Email: bmalfait@nsf.gov
SCIENTIFIC OBJECTIVES OF THE MARGINS PROGRAM
The MARGINS objectives were established in the context of three basic criteria: Scientific merit; societal relevance; and feasibility. MARGINS investigations must be aimed toward a comprehensive understanding of the observable system properties, together with self-consistent theory (or models) that relate these properties to processes which govern the evolution of the system. MARGINS projects should also enhance an understanding of the key processes relevant to societal concerns. For example, understanding fluid flow is critical to effectively managing the world's energy and water resources. Sedimentary successions are permanent recorders of past history and climate change. Understanding active tectonics provides the basis for earthquake and volcanic hazard assessment. The MARGINS objectives must be achievable with existing technological capabilities or reasonable increments beyond present capabilities, even though a new class of experiments will clearly be needed. Finally, education and outreach are also important elements of the MARGINS program such that proposals are also encouraged that seek to disseminate the results of MARGINS-funded work to K-16
audiences through the development of school curricula. The major scientific objectives of the MARGINS program comprise (for details,
see the MARGINS web page, http://www.ldeo.columbia.edu/margins):
1. The Low-Strength Paradox of Lithospheric Deformation
MARGINS will focus on resolving the paradoxical and conflicting evidence from a number of studies of large fault structures at continental margins along subduction zone thrusts, major transforms, and normal detachments that indicate fault movement at resolved shear stresses far smaller than those expected to cause failure. Currently, we lack a viable theory to account for this mode of failure. 2. Strain Partitioning During Deformation Strain measured at the surface by geological techniques may be significantly different from that inferred to be taking place in the lower crust and upper mantle from geophysical observations. Further,the strain measured by geodetic techniques over short time scales may be difficult to relate to deformation over geologic time scales. While strain partitioning during deformation over various space and time scales is undoubtedly linked to rheology variations within and between the crust and mantle, our understanding of the processes remain largely conjectural and incomplete. 3. Magma Genesis and Recycling Models of mantle flow, melt generation, and melt migration for margin settings have lagged behind those for mid-ocean ridges due to the more complex boundary conditions and uncertainties about the relative roles of subducted and upper mantle material. Tracing and balancing mass, volatiles, and energy across a convergent margin are promising paths to better understand the controls on the seismogenic zone, the cycling of crustal materials through the subduction zone, and the magmatic fluxes that ultimately lead to continental crust formation. 4. Stratigraphic Preservation of Geological Events Continental margins, being the principal loci of sediment accumulation, contain one of the best preserved records of global sea-level variations, climatic fluctuations, lithospheric deformation, ocean circulation, geochemical cycling, organic productivity and sediment supply. Margins, therefore, record the variations in the solid Earth-ocean-atmosphere system essential to evaluating today's global changes. Nevertheless, the complex and dynamic interplay of processes responsible for the erosion, transport, accumulation, and preservation of margin sediments is poorly understood, thereby limiting our decoding of the encrypted records and our use of the available resources. 5. Fluid Fluxes Large-scale fluid circulation is the most important chemical transport mechanism through margin sediments and igneous forearcs. Water/ rock/ organic matter interactions change the composition of interstitial fluids. By altering rock porosity/ permeability and shear strength, this interaction creates a feedback mechanism affecting fluid pathways and flow rates, fluid pressure and deformation. These feedback mechanisms, their rates and spatial and temporal scales, remain largely unknown, and need to be addressed by field mapping and computational analyses collaborative studies. SPECIAL FOCUS EXPERIMENTS
The categories of proposers identified in the Grant Proposal Guide are eligible to submit proposals under this program announcement/solicitation.
Estimated program budget, number of awards and average award size/duration are subject to the availability of funds.
A. Proposal Preparation Instructions
Full Proposal Instructions:Proposals submitted in response to this program announcement/solicitation should be prepared and submitted in accordance with the general guidelines contained in the NSF Grant Proposal Guide (GPG). The complete text of the GPG is available electronically on the NSF Web Site at: http://www.nsf.gov/cgi-bin/getpub?nsf012. Paper copies of the GPG may be obtained from the NSF Publications Clearinghouse, telephone (301) 947-2722 or by e-mail from pubs@nsf.gov.
Proposers are reminded to identify the program announcement/solicitation number (NSF 01-17 ) in the program announcement/solicitation block on the NSF Form 1207, Cover Sheet For Proposal to the National Science Foundation. Compliance with this requirement is critical to determining the relevant proposal processing guidelines. Failure to submit this information may delay processing.
Cost Sharing is not required in proposals submitted under this Program Solicitation .
Proposals submitted in response to this announcement/solicitation must be submitted by 5:00 PM, local time on the following date(s):
January 16, 2001 For FY 2001 support. November 1, 2001 For FY 2002 support.
Submission of Signed Cover Sheets. The signed copy of the proposal Cover Sheet (NSF Form 1207) must be postmarked (or contain a legible proof of mailing date assigned by the carrier) within five working days following proposal submission and be forwarded to the following address:
A. NSF Proposal Review Process
Reviews of proposals submitted to NSF are solicited from peers with expertise in the substantive area of the proposed research or education project. These reviewers are selected by Program Officers charged with the oversight of the review process. NSF invites the proposer to suggest at the time of submission, the names of appropriate or inappropriate reviewers. Care is taken to ensure that reviewers have no conflicts with the proposer. Special efforts are made to recruit reviewers from non-academic institutions, minority-serving institutions, or adjacent disciplines to that principally addressed in the proposal.
Proposals will be reviewed against the following general review criteria established by the National Science Board. Following each criterion are potential considerations that the reviewer may employ in the evaluation. These are suggestions and not all will apply to any given proposal. Each reviewer will be asked to address only those that are relevant to the proposal and for which he/she is qualified to make judgements.
Principal Investigators should address the following elements in their proposal to provide reviewers with the information necessary to respond fully to both of the above-described NSF merit review criteria. NSF staff will give these elements careful consideration in making funding decisions.
A summary rating and accompanying narrative will be completed and signed by each reviewer. In all cases, reviews are treated as confidential documents. Verbatim copies of reviews, excluding the names of the reviewers, are mailed to the Principal Investigator/Project Director by the Program Director. In addition, the proposer will receive an explanation of the decision to award or decline funding.
B. Review Protocol and Associated Customer Service Standard
All proposals are carefully reviewed by at least three other persons outside NSF who are experts in the particular field represented by the proposal. Proposals submitted in response to this announcement/solicitation will be reviewed by Mail Review followed by Panel Review.
Reviewers will be asked to formulate a recommendation to either support or decline each proposal. The Program Officer assigned to manage the proposal's review will consider the advice of reviewers and will formulate a recommendation.
In most cases, proposers will be contacted by the Program Officer after his or her recommendation to award or decline funding has been approved by the Division Director. This informal notification is not a guarantee of an eventual award.NSF will be able to tell applicants whether their proposals have been declined or recommended for funding within six months for 95 percent of proposals. The time interval begins on the proposal deadline or target date or from the date of receipt, if deadlines or target dates are not used by the program. The interval ends when the Division Director accepts the Program Officer's recommendation.
In all cases, after programmatic approval has been obtained, the proposals recommended for funding will be forwarded to the Division of Grants and Agreements for review of business, financial, and policy implications and the processing and issuance of a grant or other agreement. Proposers are cautioned that only a Grants and Agreements Officer may make commitments, obligations or awards on behalf of NSF or authorize the expenditure of funds. No commitment on the part of NSF should be inferred from technical or budgetary discussions with a NSF Program Officer. A Principal Investigator or organization that makes financial or personnel commitments in the absence of a grant or cooperative agreement signed by the NSF Grants and Agreements Officer does so at its own risk.
Notification of the award is made to the submitting organization by a Grants Officer in the Division of Grants and Agreements. Organizations whose proposals are declined will be advised as promptly as possible by the cognizant NSF Program Division administering the program. Verbatim copies of reviews, not including the identity of the reviewer, will be provided automatically to the Principal Investigator. (See section VI.A. for additional information on the review process.)
An NSF award consists of: (1) the award letter, which includes any special provisions applicable to the award and any numbered amendments thereto; (2) the budget, which indicates the amounts, by categories of expense, on which NSF has based its support (or otherwise communicates any specific approvals or disapprovals of proposed expenditures); (3) the proposal referenced in the award letter; (4) the applicable award conditions, such as Grant General Conditions (NSF-GC-1)* or Federal Demonstration Partnership (FDP) Terms and Conditions * and (5) any announcement or other NSF issuance that may be incorporated by reference in the award letter. Cooperative agreement awards also are administered in accordance with NSF Cooperative Agreement Terms and Conditions (CA-1). Electronic mail notification is the preferred way to transmit NSF awards to organizations that have electronic mail capabilities and have requested such notification from the Division of Grants and Agreements.
*These documents may be accessed electronically on NSF's Web site at http://www.nsf.gov/home/grants/grants_gac.htm. Paper copies may be obtained from the NSF Publications Clearinghouse, telephone (301) 947-2722 or by e-mail from pubs@nsf.gov.
More comprehensive information on NSF Award Conditions is contained in the NSF Grant Policy Manual (GPM) Chapter II, available electronically on the NSF Web site at http://www.nsf.gov/cgi-bin/getpub?gpm. The GPM is also for sale through the Superintendent of Documents, Government Printing Office (GPO), Washington, DC 20402. The telephone number at GPO for subscription information is (202) 512-1800. The GPM may be ordered through the GPO Web site at http://www.gpo.gov.
Special Award ConditionsFor all multi-year grants (including both standard and continuing grants), the PI must submit an annual project report to the cognizant Program Officer at least 90 days before the end of the current budget period.
Within 90 days after the expiration of an award, the PI also is required to submit a final project report. Approximately 30 days before expiration, NSF will send a notice to remind the PI of the requirement to file the final project report. Failure to provide final technical reports delays NSF review and processing of pending proposals for that PI. PIs should examine the formats of the required reports in advance to assure availability of required data.
NSF has implemented an electronic project reporting system, available through FastLane. This system permits electronic submission and updating of project reports, including information on project participants (individual and organizational), activities and findings, publications, and other specific products and contributions. PIs will not be required to re-enter information previously provided, either with a proposal or in earlier updates using the electronic system.
The NSF Guide to Programs is a compilation of funding for research and education in science, mathematics, and engineering. The NSF Guide to Programs is available electronically at http://www.nsf.gov/cgi-bin/getpub?gp. General descriptions of NSF programs, research areas, and eligibility information for proposal submission are provided in each chapter.
Many NSF programs offer announcements or solicitations concerning specific proposal requirements. To obtain additional information about these requirements, contact the appropriate NSF program offices. Any changes in NSF's fiscal year programs occurring after press time for the Guide to Programs will be announced in the NSF E-Bulletin, which is updated daily on the NSF web site at http://www.nsf.gov/home/ebulletin, and in individual program announcements/solicitations. Subscribers can also sign up for NSF's Custom News Service (http://www.nsf.gov/home/cns/start.htm) to be notified of new funding opportunities that become available.
The National Science Foundation (NSF) funds research and education in most fields of science and engineering. Awardees are wholly responsible for conducting their project activities and preparing the results for publication. Thus, the Foundation does not assume responsibility for such findings or their interpretation.
NSF welcomes proposals from all qualified scientists, engineers and educators. The Foundation strongly encourages women, minorities and persons with disabilities to compete fully in its programs. In accordance with Federal statutes, regulations and NSF policies, no person on grounds of race, color, age, sex, national origin or disability shall be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving financial assistance from NSF (unless otherwise specified in the eligibility requirements for a particular program).
Facilitation Awards for Scientists and Engineers with Disabilities (FASED) provide funding for special assistance or equipment to enable persons with disabilities (investigators and other staff, including student research assistants) to work on NSF-supported projects. See the program announcement/solicitation for further information.
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The information requested on proposal forms and project reports is solicited under the authority of the National Science Foundation Act of 1950, as amended. The information on proposal forms will be used in connection with the selection of qualified proposals; project reports submitted by awardees will be used for program evaluation and reporting within the Executive Branch and to Congress. The information requested may be disclosed to qualified reviewers and staff assistants as part of the proposal review process; to applicant institutions/grantees to provide or obtain data regarding the proposal review process, award decisions, or the administration of awards; to government contractors, experts, volunteers and researchers and educators as necessary to complete assigned work; to other government agencies needing information as part of the review process or in order to coordinate programs; and to another Federal agency, court or party in a court or Federal administrative proceeding if the government is a party. Information about Principal Investigators may be added to the Reviewer file and used to select potential candidates to serve as peer reviewers or advisory committee members. See Systems of Records, NSF-50, "Principal Investigator/Proposal File and Associated Records," 63 Federal Register 267 (January 5, 1998), and NSF-51, "Reviewer/Proposal File and Associated Records," 63 Federal Register 268 (January 5, 1998). Submission of the information is voluntary. Failure to provide full and complete information, however, may reduce the possibility of receiving an award.
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