Award Abstract # 1627464
Collaborative Research: Sub-national Analysis of Repression Project

NSF Org: SES
Division of Social and Economic Sciences
Recipient: REGENTS OF THE UNIVERSITY OF MICHIGAN
Initial Amendment Date: September 19, 2016
Latest Amendment Date: September 2, 2020
Award Number: 1627464
Award Instrument: Continuing Grant
Program Manager: Brian Humes
SES
 Division of Social and Economic Sciences
SBE
 Directorate for Social, Behavioral and Economic Sciences
Start Date: October 1, 2016
End Date: September 30, 2021 (Estimated)
Total Intended Award Amount: $140,660.00
Total Awarded Amount to Date: $140,660.00
Funds Obligated to Date: FY 2016 = $69,475.00
FY 2017 = $71,185.00
History of Investigator:
  • Christopher Fariss (Principal Investigator)
    cjfariss@umich.edu
Recipient Sponsored Research Office: Regents of the University of Michigan - Ann Arbor
1109 GEDDES AVE STE 3300
ANN ARBOR
MI  US  48109-1015
(734)763-6438
Sponsor Congressional District: 06
Primary Place of Performance: University of Michigan
3003 S. State St.
Ann Arbor
MI  US  48109-1274
Primary Place of Performance
Congressional District:
06
Unique Entity Identifier (UEI): GNJ7BBP73WE9
Parent UEI:
NSF Program(s): Political Science,
LSS-Law And Social Sciences
Primary Program Source: 01001617DB NSF RESEARCH & RELATED ACTIVIT
01001718DB NSF RESEARCH & RELATED ACTIVIT
Program Reference Code(s):
Program Element Code(s): 137100, 137200
Award Agency Code: 4900
Fund Agency Code: 4900
Assistance Listing Number(s): 47.075

ABSTRACT

General Summary

Why do we observe different levels of respect for human rights in different regions of the same country? Furthermore, why are citizens? human rights generally uniformly protected (or abused) within the borders of some countries while within other countries these rights are generally upheld in some locations and severely restricted in others? Prior research investigating patterns of human rights protection and violation has typically treated states as centralized decision-makers and examined state respect for human rights as a single, countrywide phenomenon. This approach masks important variations in the actors perpetrating abuses, motives for the abuse, targets of the abuse, and severity of abuse. The PIs propose that cross-national human rights researchers must break their focus on the country as the unit of analysis and look at the sub-national characteristics of repressive behaviors. The PIs focus on three major factors: 1) antigovernment activity, 2) government decentralization, and 3) local government capacity. They argue that antigovernment dissent encourages government agents to respond with high levels of repression. However, this response is particularly likely when government power is highly decentralized, when the dissent takes place far from the national capital, and when the local government is largely incapable of controlling its repressive agents. The PIs collect the first dataset to document the level of repression at the subnational level for a global sample of countries. These data are likely to be used by government agencies, international organizations, non-governmental organizations, and others to engage in evidence-based policy and advocacy.

Technical Summary

While levels of state repression and the frequency, severity, and targets of human rights abuses vary spatially within states, most previous studies of these topics have only considered repression in the aggregate. This is problematic because it ignores variation in institutional structures and decision-making processes within countries. The PIs explain this subnational variation of repression within states. In particular, they focus on three major factors: antigovernment activity, government decentralization, and local state capacity. They develop a global dataset that captures violations of physical integrity rights by state agents at the level of the sub-national unit. For this project, the PIs rely on a mix of expert coding, theoretically informed measurement models, and computational techniques, which are capable of coding and then linking together the diverse information drawn from a set of primary source documents. Using this information, they generate standards-based measures for each of several specific types of physical integrity violations (arbitrary detention, torture, disappearances, and extrajudicial execution) as well as a combined indicator for these abuses for each first-order subnational administrative unit within a state. This level of analysis brings scholarship closer to the level at which most citizens encounter the government's legal, political, and bureaucratic authority.

PUBLICATIONS PRODUCED AS A RESULT OF THIS RESEARCH

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Rebecca Cordell, K. Chad Clay, Christopher J. Fariss, Reed M. Wood, and Thorin Wright "Changing standards or political whim? Evaluating changes in the content of the US state department human rights reports" Journal of Human Rights , v.19 , 2020 , p.3 DOI:10.1080/14754835.2019.1671175
Rebecca Cordell, K. Chad Clay, Christopher J. Fariss, Reed M. Wood, and Thorin Wright "Changing standards or political whim? Evaluating changes in the content of the US state department human rights reports" Political Science Research and Methods , 2020
Rebecca Cordell, K. Chad Clay, Christopher J. Fariss, Reed M. Wood, and Thorin Wright "Changing Standards or Political Whim? Evaluating changes in the content of US State Department Human Rights Reports following presidential transitions" Journal of Human Rights , v.19 , 2020 , p.3 10.1080/14754835.2019.1671175

PROJECT OUTCOMES REPORT

Disclaimer

This Project Outcomes Report for the General Public is displayed verbatim as submitted by the Principal Investigator (PI) for this award. Any opinions, findings, and conclusions or recommendations expressed in this Report are those of the PI and do not necessarily reflect the views of the National Science Foundation; NSF has not approved or endorsed its content.

Levels of state repression and the frequency, severity, and targets of human rights abuses vary spatially within states. However, most previous studies on these topics have only considered repression typically aggregated into data at the country-year level. This is problematic because the high degree of spatial and temporal aggregation misses important subnational variation of violations, and implicitly assumes that states employ similar levels of abuse throughout their territory. Yet, even a cursory examination of the patterns of repressive events and behaviors suggests that repression is employed unevenly within the state. In order to capture subnational variation in repression --- and to ultimately aid in explaining this variation --- several coauthors and I have constructed a new dataset that provides new latent variable estimates of repression at the level of the sub-national unit for a global sample of states. In shot, scholars of human rights and repression have much to learn by systematically disaggregating and studying human rights content from annual human reports and other sources. 

 This research project is part of a collaborative National Science Foundation grant titled SNARP or The Sub-National Analysis of Repression Project. The SNARP project is a theoretically motivated data collection, categorization, and measurement project, that represents an ongoing collaboration with Rebecca Cordell (University of Texas at Dallas), Chad Clay (University of Georgia), Reed Wood (University of Essex), Thorin Wright (Arizona State University) and Christopher J. Fariss (University of Michigan). The project first identified each individual allegation of human rights abuse contained within a set of human rights documents. For each allegation, of which there are hundreds of thousands, the project team used hand coding, dictionary-based approaches, and supervised machine learning methods to categorize information about the perpetrator of the human rights abuse, the victim of the abuse, and information about the spatial and temporal context of the abuse. In some cases, these allegations are quite specific. In other cases, these allegations are rather general. To combine this information into comparable subnational and country- year estimates, we expand on several measurement models for repression using the allegation data classified in this project. To date, the SNARP collaborative research project has generated two published articles in Journal of Human Rights and International Studies Quarterly and several new working papers, and large-scale, publicly available dataset including 163,512 unique human rights abuse allegations in 196 countries between 1999 and 2016 (https://dataverse.harvard.edu/dataverse/SNARP). 

 Overall, the SNARP project sets a new standard for transparency and accessibility of human rights reporting content. It also will serve as the foundation for any new human rights coding projects that use the country year human rights reports as part of the document corpus because it is now the most easily accessible and searchable database for content from three annual human reports: the  State Department of the United States, Amnesty International, and Human Rights Watch. The SNARP project continues in several directions (1) new dictionary development, (2) updated new sets of sentences and allegations (pre-1998 and 2017-2020), (3) new machine learning classification modeling and validation of all categorized allegation features (e.g., scope, intensity, actor, location), (4) validation of subnational coding (capital city, region, geo-coding, location dictionaries), (5) validation of actor coding (UCDP, GED actor dictionaries), (6) SNARP web app and near-real time human coding, (7) allegation and sentence forecasting from new online information sources (e.g, social media data). All of this material is being added to the publicly available dataverse repository for the benefit of the human rights research community

 

 


Last Modified: 04/08/2022
Modified by: Christopher J Fariss

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