This document has been archived and replaced by NSF 14-564. Collections in Support of Biological Research (CSBR) Program Solicitation
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National Science Foundation |
Full Proposal Deadline(s) (due by 5 p.m. proposer's local time):
July 16, 2013
July 13, 2015
Second Monday in July, Every Other Year Thereafter
Revision Summary
Program Title:
Collections in Support of Biological Research (CSBR)
Synopsis of Program:
The Collections in Support of Biological Research (CSBR) Program provides funds: 1) for improvements to secure, improve, and organize collections that are significant to the NSF BIO-funded research community; 2) to secure collections-related data for sustained, accurate, and efficient accessibility of the collection to the biological research community; and 3) to transfer collection ownership responsibilities.
The CSBR program provides for enhancements that secure and improve existing collections, result in accessible digitized specimen-related data, and develop better methods for specimen curation and collection management. Requests should demonstrate a clear and urgent need to secure the collection, and the proposed activities should address that need. Biological collections supported include established living stock/culture collections, vouchered non-living natural history collections, and jointly-curated ancillary collections such as preserved tissues and DNA libraries.
Cognizant Program Officer(s):
Please note that the following information is current at the time of publishing. See program website for any updates to the points of contact.
Roland P. Roberts, telephone: (703) 292-8470, email: dbibrc@nsf.gov
Anne M. Maglia, Program Director, Directorate of Biological Sciences, Division of Biological Infrastructure, telephone: (703) 292-8470, fax: (703) 292-9063, email: dbibrc@nsf.gov
Applicable Catalog of Federal Domestic Assistance (CFDA) Number(s):
Anticipated Type of Award: Standard Grant or Continuing Grant
Estimated Number of Awards: 10 to 20 per competition pending availability of funds
Anticipated Funding Amount: $6,000,000 biennually pending availability of funds
Who May Submit Proposals:
Proposals may only be submitted by the following:
Proposals are accepted from U.S. organizations, including colleges and universities that maintain research collections, natural history museums including herbaria, and other collections administered by independent organizations or by state, county, or local governments; non-federal and non-profit research organizations that maintain collections; and field stations, marine laboratories, botanical gardens, zoological parks, and aquaria that maintain living or vouchered research collections significant to the NSF BIO-funded research community. The size of an organization is not a factor in determining eligibility.
Potential proposers for any of the Competitive Areas are strongly encouraged to contact one of the CSBR Program Directors if they have any questions concerning eligibility.
Who May Serve as PI:
There are no restrictions or limits.
Limit on Number of Proposals per Organization: 3
Limit on Number of Proposals per PI or Co-PI:
There are no restrictions or limits.
A. Proposal Preparation Instructions
B. Budgetary Information
C. Due Dates
July 16, 2013
July 13, 2015
Second Monday in July, Every Other Year Thereafter
Merit Review Criteria: National Science Board approved criteria. Additional merit review considerations apply. Please see the full text of this solicitation for further information.
Award Conditions: Standard NSF award conditions apply.
Reporting Requirements: Standard NSF reporting requirements apply.
Biological research collections, including living stock/culture collections and non-living vouchered natural history collections, support many essential research activities in the Biological Sciences. Collections are used to document biodiversity, identify species, recognize climatic shifts, explore alternate energy sources, and improve agricultural, biomedical, and manufacturing applications.
Natural history collections contain records of life on earth that are unique and irreplaceable, including specimens of extinct species and temporal information on changes in the ranges of native and introduced species. Living collections play a key role in the advancement and preservation of biological knowledge by providing well-characterized and documented experimental organisms to researchers at modest cost. Vouchered collections contain the specimen-linked ancillary materials that are created as research techniques advance (including DNA samples, digital images, audio and video files, and frozen tissues). The CSBR program plays an important role in contributing to the security and improvements in infrastructure of these biological collections.
The CSBR program is administered by the Division of Biological Infrastructure with the goal of strengthening the infrastructure critical to conducting basic research in areas within the purview of the NSF Directorate for Biological Sciences (BIO). In addition to providing support for securing the collections themselves, a high priority is placed on preserving and integrating collection information and developing innovative methods of improving the safekeeping of scientifically-important collections.
The Collections in Support of Biological Research (CSBR) Program funds activities that improve infrastructure for existing living stock/culture collections and specimen-based vouchered natural history collections that serve a broad community of biological researchers. Activities involving the application of new and improved curatorial techniques and tools related to the maintenance, provision, care, preservation, storage, and data management of collections are encouraged. Digitizing activities such as databasing, geo-referencing, and imaging may be funded as activities designed to secure and improve access to collections. Digitizing activities focused on augmenting or enhancing large volumes of data from well-secured collections should consider other funding outlets. For example, the program Advancing Digitization of Biodiversity Collections (ADBC) (www.nsf.gov/funding/pgm_summ.jsp?pims_id=503559) specifically seeks to enhance and expand the national resource of digital data documenting existing vouchered biological and paleontological collections and to advance scientific knowledge by improving access to digitized information (including images) residing in vouchered scientific collections across the United States.
Proposals concerning the preservation and organization of tissues, DNA, images, and collection data that can be linked to voucher specimens will be considered, as will proposals for innovative enhancements for diverse collections and workshops/symposia that will lead to improvements in the security, access, and maintenance of biological collections. As a part of the improvements to collections, all scientifically significant specimens handled---if not already digitized--- should be digitized and the data interfaced with iDigBio (http://www.idigbio.org/), the national Home Uniting Biocollections (HUB) supported by the ADBC program. The CSBR program does not support building a new collection, single-taxon natural history collections devoted to a narrow research focus, or collecting new specimens to augment collections; these are integral activities of research projects supported by programs in the NSF Division of Environmental Biology.
Please note that federally held and/or owned collections cannot be supported with NSF funds. As outlined in HR 5116, the America COMPETES Reauthorization Act of 2010 (Sec. 105.), the Office of Science and Technology Policy is developing guidelines for the management and preservation of federally owned collections.
Competitive Area 1. Natural History Collections
Funds are provided to make improvements in established vouchered natural history collections for sustained, accurate, and efficient accessibility of the collection to the biological research community. Such improvements include, but are not limited to, securing and organizing specimens and related data and developing methods to improve specimen curation and collection management. Collections supported include those housing natural history specimens and their ancillary data such as preserved tissues and/or other physical samples (e.g., DNA libraries and digital images). The CSBR Program encourages digitization activities that help to secure collections and requires that the activities funded through CSBR interface with iDigBio.
Voucher collections, such as those maintained by some academic departments, field stations, and marine laboratories may be eligible for funding if it is shown that use of the collections justifies the investment, there is a long-term commitment to maintain the collections, and curatorial support is adequate. CSBR-supported projects include those that deal with complete specimens of organisms, parts of organisms, or direct artifacts of organisms (e.g., recorded sounds, fossilized footprints). Also eligible are organism-based collections that maintain ancillary material documenting the environmental context of the primary organism (e.g., soil and water samples, temperature and precipitation records, specimen-based geographic information, field notes) or materials (e.g., frozen tissue, DNA) from which the genome can be determined. Such ancillary collections must be properly vouchered by specimens to be eligible. Single organism collections are not supported through this competitive area. Also ineligible for support are projects to computerize card files of literature sources, observation records, or other library items. Please note that NSF does not normally provide support for research with disease-related goals, including work on the etiology, diagnosis, or treatment of physical or mental disease, abnormality, or malfunction in human beings or animals, and therefore does not provide support for collections of materials used in these research areas.
Competitive Area 2. Living Stock Collections
Funds are provided to secure and improve existing collections of living organisms (including viruses and bacteriophages) used in the basic biological research funded by NSF BIO. Awards will be made that lead to innovative handling of living stocks or to well-defined improvements in existing collections. The program may use a portion of its funds to help support the costs of operating facilities that have an established history of providing resources to the NSF BIO-supported research community. A strategic plan for the long-term financial support of the collection should be submitted. Support for establishing new collections, collecting specimens, or growing existing collections is not allowable.
Requests for support for living stocks resources are expected to describe stock collection activities that emphasize the security, maintenance, and provision of living organisms. Funds may be requested for support to develop innovative approaches to handling living stocks and for one-time improvements in operations of established collections. The program encourages the incorporation of compounds into collections, but does not provide significant direct support for the development of them, and only limited support for their storage and distribution. Support for development of derivatives (such as isolated DNA, DNA libraries) or other materials (such as antibodies) relevant to the study of the sources may be provided but support for original research by collection staff on these derivatives or other materials should be sought from appropriate research programs at NSF and at other public and private agencies.
To facilitate public access to stock collections supported by the CSBR Program all such collections must have an up-to-date web site that provides information about the contents of the collection and about procedures for ordering strains. When appropriate the collection should interface with relevant national efforts to integrate digitized collections data.
In identifying requests that deserve highest priority for funding in the Living Stock Collections competitive area, the Program will consider the following general characteristics:
Competitive Area 3. Transfer of Ownership of Collections
Funding may be requested to move valuable established collections to a new institutional home or to consolidate or combine collections. Requests for moving or consolidating must include an explicit plan for the activity.
General Information for Applicants in All Competitive Areas
Potential proposers for any of the Competitive Areas are strongly encouraged to contact one of the CSBR Program Directors before beginning the effort of preparing a proposal.
Funds may be provided for digitization efforts in association with other activities that secure a collection, such as curation improvement and infrastructure enhancement. Computerization support generally includes equipment (hardware, software) and supplies (storage media), as well as salary for new personnel specifically required to complete a scientifically sound and well-circumscribed project. It is expected that such projects will lead to improved direct user access to collection data via standard internet protocols and interactions with iDigBio. Awards may also be made for the enhancement of infrastructure such as the purchase of specimen cases and installation costs, and new curatorial and technical assistance specifically designed to effect the proposed improvements for the duration of the proposed project. Part of these improvements must include the digitization of all scientifically significant specimens handled during the project and the resulting data must be interfaced with iDigBio; if specimens to be handled during the improvement project have already been digitized plans for interfacing the data with iDigBio should be part of the proposal or evidence that the data are already so linked should be provided. Specialized items that are components of a large system (e.g., specimen cabinets and compactors) are considered as equipment under the CSBR program guidelines - please refer to Section V.A. Special Information and Supplementary Documents section for additional guidance. Research to develop improved curatorial practices or more efficient collection management practices may also be supported.
CSBR does not provide support to: 1) Defray ordinary operating expenses of natural history collections; 2) Purchase specimens; 3) Conduct field work, collect specimens, or increase the size of collections; 4) Create or establish a new collection; or 5) Improve libraries or archives. Organizations receiving specimens collected through other research activities (e.g., Dimensions of Biodiversity or programs within the Systematics and Biodiversity Science Cluster (SBS) in the NSF's Division of Environmental Biology) should reach an agreement with the researcher(s) prior to deposit so that specimens are prepared and digitized (including geo-referencing) in a format compatible with that of the receiving collection.
Support provided by the CSBR program is restricted to costs for the proposed project above the normal operating budget received from the organization responsible for the collection. Projects proposed for CSBR support should be innovative, clearly focused, have a strong scientific rationale, demonstrate urgent need, and be designed to be completed within the time frame proposed. Collaborative proposals that link collection information among institutions and enhance accessibility will be considered but should clearly focus on securing collections as a motivation for data integration, and should be interoperable with other online resources, including iDigBio. Plans for long-term maintenance of the collection should be addressed in the project description. Building or facilities renovation associated with collection improvement will not be supported by CSBR, but may be provided by the submitting organization as an indication of organizational commitment to the long-term housing of the collections. This should be included in the Facilities, Equipment and Other Resources section of the proposal. The description should be narrative in nature and must not include any quantifiable financial information. See the Grant Proposal Guide, Chapter II.C.2.i for additional guidance on this section.
The CSBR program expects approximately $6 million biennially pending availability of funds. Awards are limited to $500,000 for up to three years. Numbers of awards and average award size/duration are subject to the availability of funds. Please see the NSF website for the Collections in Support of Biological Research program (www.nsf.gov/funding/pgm_summ.jsp?pims_id=503651&org=DBI&from=home) for a current listing of awards and examples of the range and scope of projects supported.
Who May Submit Proposals:
Proposals may only be submitted by the following:
Proposals are accepted from U.S. organizations, including colleges and universities that maintain research collections, natural history museums including herbaria, and other collections administered by independent organizations or by state, county, or local governments; non-federal and non-profit research organizations that maintain collections; and field stations, marine laboratories, botanical gardens, zoological parks, and aquaria that maintain living or vouchered research collections significant to the NSF BIO-funded research community. The size of an organization is not a factor in determining eligibility.
Potential proposers for any of the Competitive Areas are strongly encouraged to contact one of the CSBR Program Directors if they have any questions concerning eligibility.
Who May Serve as PI:
There are no restrictions or limits.
Limit on Number of Proposals per Organization: 3
Limit on Number of Proposals per PI or Co-PI:
There are no restrictions or limits.
Additional Eligibility Info:
In a single round of the CSBR competition, only one proposal may be submitted from any individual collection within an organization. One organization may not submit more than three proposals to any one CSBR competition.
Full Proposal Preparation Instructions: Proposers may opt to submit proposals in response to this Program Solicitation via Grants.gov or via the NSF FastLane system.
In determining which method to utilize in the electronic preparation and submission of the proposal, please note the following:
Collaborative Proposals. All collaborative proposals submitted as separate submissions from multiple organizations must be submitted via the NSF FastLane system. Chapter II, Section D.4 of the Grant Proposal Guide provides additional information on collaborative proposals.
Important Proposal Preparation Information: FastLane will check for required sections of the full proposal, in accordance with Grant Proposal Guide (GPG) instructions described in Chapter II.C.2. The GPG requires submission of: Project Summary; Project Description; References Cited; Biographical Sketch(es); Budget; Budget Justification; Current and Pending Support; Facilities, Equipment & Other Resources; Data Management Plan; and Postdoctoral Mentoring Plan, if applicable. If a required section is missing, FastLane will not accept the proposal.
Please note that the proposal preparation instructions provided in this program solicitation may deviate from the GPG instructions. If the solicitation instructions do not require a GPG-required section to be included in the proposal, insert text or upload a document in that section of the proposal that states, "Not Applicable for this Program Solicitation." Doing so will enable FastLane to accept your proposal.
Please note that per guidance in the GPG, the Project Description must contain, as a separate section within the narrative, a discussion of the broader impacts of the proposed activities. Unless otherwise specified in this solicitation, you can decide where to include this section within the Project Description.
The following information provides instructions that supplement the GPG and NSF Grants.gov Application Guide:
Title of Proposal:
The proposal title should be prefixed with either "CSBR: Natural History:", "CSBR: Living Stocks", or "CSBR: Ownership Transfer". The title should be descriptive of the project and avoid acronyms or proper names that merely identify, rather than describe, the proposed activities.
Project Summary:
The project summary should be a maximum of one page and must clearly address in separate statements: (1) an overview of the proposed activities (2) the intellectual merit of the proposed collections activities, and (3) the broader impacts of these activities. Proposals that do not explicitly address all aspects in the project summary will not be accepted or will be returned without review.
Project Description:
Maximum of 15 pages (inclusive of tables and illustrations). In addition to the instructions below, please note that per guidance in the GPG, the Project Description must contain, as a separate section within the narrative, a discussion of the broader impacts of the proposed activities. You can decide where to include this section within the Project Description.
For proposals in Competitive Area 1. Natural History Collections:
For proposals in Competitive Area 2. Living Stock Collections:
For proposals in Competitive Area 3: Transfer of Collection Ownership:
For projects to transfer ownership of collections sufficient detail must be presented so as to assess the need for the activity and the likely outcome if an award is not made. The content of such short-term requests should address the relevant elements of Competitive Areas A Natural History Collections or Competitive Area B Living Stock Collections above, emphasizing the importance of both the collection(s) to be moved and the recipient collection(s), and the urgency of the project. Ownership of the collection to be moved, and transfer of that ownership must be thoroughly documented. Such documentation should be included in the Special Information and Supplementary Documentation section.
Special Information and Supplementary Documentation (for proposals in all competitive areas):
Please see the Project Description section for each competitive area (above) for additional specific items requested to be included in the Special Information and Supplementary Documentation section.
To: CSBR Program Director(s),
By signing below, I acknowledge that I will provide the assistance or collaborate as indicated in the proposal, entitled "______________________" with ___________________ as the Principal Investigator. I agree to undertake the tasks assigned to me, as described in the proposal, and I commit to provide or make available the resources therein designated to me.
Signed: ___________________ Print Name:____________________
Date: ________ Institution:_________________________________
Single Copy Documents:
Include correspondence to the program not intended to be sent to reviewers. These should include:
Cost Sharing: Inclusion of voluntary committed cost sharing is prohibited
Budget Preparation Instructions:
Provide a cost-breakdown and narrative justification for budgeted items, including personnel. At least two vendor quotes for items of equipment and supplies that total more than $10,000 should be included. Specialized items that are components of a larger system (e.g. specimen cabinets and compactors) are considered as equipment under the CSBR program guidelines.
July 16, 2013
July 13, 2015
Second Monday in July, Every Other Year Thereafter
For Proposals Submitted Via FastLane:
To prepare and submit a proposal via FastLane, see detailed technical instructions available at: https://www.fastlane.nsf.gov/a1/newstan.htm. For FastLane user support, call the FastLane Help Desk at 1-800-673-6188 or e-mail fastlane@nsf.gov. The FastLane Help Desk answers general technical questions related to the use of the FastLane system. Specific questions related to this program solicitation should be referred to the NSF program staff contact(s) listed in Section VIII of this funding opportunity.
For Proposals Submitted Via Grants.gov:
Before using Grants.gov for the first time, each organization must register to create an institutional profile. Once registered, the applicant's organization can then apply for any federal grant on the Grants.gov website. Comprehensive information about using Grants.gov is available on the Grants.gov Applicant Resources webpage: http://www.grants.gov/web/grants/applicants.html. In addition, the NSF Grants.gov Application Guide (see link in Section V.A) provides instructions regarding the technical preparation of proposals via Grants.gov. For Grants.gov user support, contact the Grants.gov Contact Center at 1-800-518-4726 or by email: support@grants.gov. The Grants.gov Contact Center answers general technical questions related to the use of Grants.gov. Specific questions related to this program solicitation should be referred to the NSF program staff contact(s) listed in Section VIII of this solicitation.
Submitting the Proposal: Once all documents have been completed, the Authorized Organizational Representative (AOR) must submit the application to Grants.gov and verify the desired funding opportunity and agency to which the application is submitted. The AOR must then sign and submit the application to Grants.gov. The completed application will be transferred to the NSF FastLane system for further processing.
Proposers that submitted via FastLane are strongly encouraged to use FastLane to verify the status of their submission to NSF. For proposers that submitted via Grants.gov, until an application has been received and validated by NSF, the Authorized Organizational Representative may check the status of an application on Grants.gov. After proposers have received an e-mail notification from NSF, Research.gov should be used to check the status of an application.
Proposals received by NSF are assigned to the appropriate NSF program for acknowledgement and, if they meet NSF requirements, for review. All proposals are carefully reviewed by a scientist, engineer, or educator serving as an NSF Program Officer, and usually by three to ten other persons outside NSF either as ad hoc reviewers, panelists, or both, who are experts in the particular fields represented by the proposal. These reviewers are selected by Program Officers charged with oversight of the review process. Proposers are invited to suggest names of persons they believe are especially well qualified to review the proposal and/or persons they would prefer not review the proposal. These suggestions may serve as one source in the reviewer selection process at the Program Officer's discretion. Submission of such names, however, is optional. Care is taken to ensure that reviewers have no conflicts of interest with the proposal. In addition, Program Officers may obtain comments from site visits before recommending final action on proposals. Senior NSF staff further review recommendations for awards. A flowchart that depicts the entire NSF proposal and award process (and associated timeline) is included in the GPG as Exhibit III-1.
A comprehensive description of the Foundation's merit review process is available on the NSF website at: http://nsf.gov/bfa/dias/policy/merit_review/.
Proposers should also be aware of core strategies that are essential to the fulfillment of NSF's mission, as articulated in Empowering the Nation Through Discovery and Innovation: NSF Strategic Plan for Fiscal Years (FY) 2011-2016. These strategies are integrated in the program planning and implementation process, of which proposal review is one part. NSF's mission is particularly well-implemented through the integration of research and education and broadening participation in NSF programs, projects, and activities.
One of the core strategies in support of NSF's mission is to foster integration of research and education through the programs, projects and activities it supports at academic and research institutions. These institutions provide abundant opportunities where individuals may concurrently assume responsibilities as researchers, educators, and students, and where all can engage in joint efforts that infuse education with the excitement of discovery and enrich research through the variety of learning perspectives.
Another core strategy in support of NSF's mission is broadening opportunities and expanding participation of groups, institutions, and geographic regions that are underrepresented in STEM disciplines, which is essential to the health and vitality of science and engineering. NSF is committed to this principle of diversity and deems it central to the programs, projects, and activities it considers and supports.
The National Science Foundation strives to invest in a robust and diverse portfolio of projects that creates new knowledge and enables breakthroughs in understanding across all areas of science and engineering research and education. To identify which projects to support, NSF relies on a merit review process that incorporates consideration of both the technical aspects of a proposed project and its potential to contribute more broadly to advancing NSF's mission "to promote the progress of science; to advance the national health, prosperity, and welfare; to secure the national defense; and for other purposes." NSF makes every effort to conduct a fair, competitive, transparent merit review process for the selection of projects.
1. Merit Review Principles
These principles are to be given due diligence by PIs and organizations when preparing proposals and managing projects, by reviewers when reading and evaluating proposals, and by NSF program staff when determining whether or not to recommend proposals for funding and while overseeing awards. Given that NSF is the primary federal agency charged with nurturing and supporting excellence in basic research and education, the following three principles apply:
With respect to the third principle, even if assessment of Broader Impacts outcomes for particular projects is done at an aggregated level, PIs are expected to be accountable for carrying out the activities described in the funded project. Thus, individual projects should include clearly stated goals, specific descriptions of the activities that the PI intends to do, and a plan in place to document the outputs of those activities.
These three merit review principles provide the basis for the merit review criteria, as well as a context within which the users of the criteria can better understand their intent.
2. Merit Review Criteria
All NSF proposals are evaluated through use of the two National Science Board approved merit review criteria. In some instances, however, NSF will employ additional criteria as required to highlight the specific objectives of certain programs and activities.
The two merit review criteria are listed below. Both criteria are to be given full consideration during the review and decision-making processes; each criterion is necessary but neither, by itself, is sufficient. Therefore, proposers must fully address both criteria. (GPG Chapter II.C.2.d.i. contains additional information for use by proposers in development of the Project Description section of the proposal.) Reviewers are strongly encouraged to review the criteria, including GPG Chapter II.C.2.d.i., prior to the review of a proposal.
When evaluating NSF proposals, reviewers will be asked to consider what the proposers want to do, why they want to do it, how they plan to do it, how they will know if they succeed, and what benefits could accrue if the project is successful. These issues apply both to the technical aspects of the proposal and the way in which the project may make broader contributions. To that end, reviewers will be asked to evaluate all proposals against two criteria:
The following elements should be considered in the review for both criteria:
Broader impacts may be accomplished through the research itself, through the activities that are directly related to specific research projects, or through activities that are supported by, but are complementary to, the project. NSF values the advancement of scientific knowledge and activities that contribute to achievement of societally relevant outcomes. Such outcomes include, but are not limited to: full participation of women, persons with disabilities, and underrepresented minorities in science, technology, engineering, and mathematics (STEM); improved STEM education and educator development at any level; increased public scientific literacy and public engagement with science and technology; improved well-being of individuals in society; development of a diverse, globally competitive STEM workforce; increased partnerships between academia, industry, and others; improved national security; increased economic competitiveness of the United States; and enhanced infrastructure for research and education.
Proposers are reminded that reviewers will also be asked to review the Data Management Plan and the Postdoctoral Researcher Mentoring Plan, as appropriate.
Additional Solicitation Specific Review Criteria
Please see the full text of this solicitation for further information.
In addition to the standard NSF review criteria, the following will be considered:
Proposals submitted in response to this program solicitation will be reviewed by Ad hoc Review and/or Panel Review.
Reviewers will be asked to evaluate proposals using two National Science Board approved merit review criteria and, if applicable, additional program specific criteria. A summary rating and accompanying narrative will be completed and submitted by each reviewer. The Program Officer assigned to manage the proposal's review will consider the advice of reviewers and will formulate a recommendation.
After scientific, technical and programmatic review and consideration of appropriate factors, the NSF Program Officer recommends to the cognizant Division Director whether the proposal should be declined or recommended for award. NSF strives to be able to tell applicants whether their proposals have been declined or recommended for funding within six months. Large or particularly complex proposals or proposals from new awardees may require additional review and processing time. The time interval begins on the deadline or target date, or receipt date, whichever is later. The interval ends when the Division Director acts upon the Program Officer's recommendation.
After programmatic approval has been obtained, the proposals recommended for funding will be forwarded to the Division of Grants and Agreements for review of business, financial, and policy implications. After an administrative review has occurred, Grants and Agreements Officers perform the processing and issuance of a grant or other agreement. Proposers are cautioned that only a Grants and Agreements Officer may make commitments, obligations or awards on behalf of NSF or authorize the expenditure of funds. No commitment on the part of NSF should be inferred from technical or budgetary discussions with a NSF Program Officer. A Principal Investigator or organization that makes financial or personnel commitments in the absence of a grant or cooperative agreement signed by the NSF Grants and Agreements Officer does so at their own risk.
Once an award or declination decision has been made, Principal Investigators are provided feedback about their proposals. In all cases, reviews are treated as confidential documents. Verbatim copies of reviews, excluding the names of the reviewers or any reviewer-identifying information, are sent to the Principal Investigator/Project Director by the Program Officer. In addition, the proposer will receive an explanation of the decision to award or decline funding.
Notification of the award is made to the submitting organization by a Grants Officer in the Division of Grants and Agreements. Organizations whose proposals are declined will be advised as promptly as possible by the cognizant NSF Program administering the program. Verbatim copies of reviews, not including the identity of the reviewer, will be provided automatically to the Principal Investigator. (See Section VI.B. for additional information on the review process.)
An NSF award consists of: (1) the award notice, which includes any special provisions applicable to the award and any numbered amendments thereto; (2) the budget, which indicates the amounts, by categories of expense, on which NSF has based its support (or otherwise communicates any specific approvals or disapprovals of proposed expenditures); (3) the proposal referenced in the award notice; (4) the applicable award conditions, such as Grant General Conditions (GC-1)*; or Research Terms and Conditions* and (5) any announcement or other NSF issuance that may be incorporated by reference in the award notice. Cooperative agreements also are administered in accordance with NSF Cooperative Agreement Financial and Administrative Terms and Conditions (CA-FATC) and the applicable Programmatic Terms and Conditions. NSF awards are electronically signed by an NSF Grants and Agreements Officer and transmitted electronically to the organization via e-mail.
*These documents may be accessed electronically on NSF's Website at https://www.nsf.gov/awards/managing/award_conditions.jsp?org=NSF. Paper copies may be obtained from the NSF Publications Clearinghouse, telephone (703) 292-7827 or by e-mail from nsfpubs@nsf.gov.
More comprehensive information on NSF Award Conditions and other important information on the administration of NSF awards is contained in the NSF Award & Administration Guide (AAG) Chapter II, available electronically on the NSF Website at https://www.nsf.gov/publications/pub_summ.jsp?ods_key=aag.
For all multi-year grants (including both standard and continuing grants), the Principal Investigator must submit an annual project report to the cognizant Program Officer at least 90 days prior to the end of the current budget period. (Some programs or awards require submission of more frequent project reports). Within 90 days following expiration of a grant, the PI also is required to submit a final project report, and a project outcomes report for the general public.
Failure to provide the required annual or final project reports, or the project outcomes report, will delay NSF review and processing of any future funding increments as well as any pending proposals for all identified PIs and co-PIs on a given award. PIs should examine the formats of the required reports in advance to assure availability of required data.
PIs are required to use NSF's electronic project-reporting system, available through Research.gov, for preparation and submission of annual and final project reports. Such reports provide information on accomplishments, project participants (individual and organizational), publications, and other specific products and impacts of the project. Submission of the report via Research.gov constitutes certification by the PI that the contents of the report are accurate and complete. The project outcomes report also must be prepared and submitted using Research.gov. This report serves as a brief summary, prepared specifically for the public, of the nature and outcomes of the project. This report will be posted on the NSF website exactly as it is submitted by the PI.
More comprehensive information on NSF Reporting Requirements and other important information on the administration of NSF awards is contained in the NSF Award & Administration Guide (AAG) Chapter II, available electronically on the NSF Website at https://www.nsf.gov/publications/pub_summ.jsp?ods_key=aag.
Please note that the program contact information is current at the time of publishing. See program website for any updates to the points of contact.
General inquiries regarding this program should be made to:
Roland P. Roberts, telephone: (703) 292-8470, email: dbibrc@nsf.gov
Anne M. Maglia, Program Director, Directorate of Biological Sciences, Division of Biological Infrastructure, telephone: (703) 292-8470, fax: (703) 292-9063, email: dbibrc@nsf.gov
For questions related to the use of FastLane, contact:
For questions relating to Grants.gov contact:
The NSF website provides the most comprehensive source of information on NSF Directorates (including contact information), programs and funding opportunities. Use of this website by potential proposers is strongly encouraged. In addition, "NSF Update" is an information-delivery system designed to keep potential proposers and other interested parties apprised of new NSF funding opportunities and publications, important changes in proposal and award policies and procedures, and upcoming NSF Grants Conferences. Subscribers are informed through e-mail or the user's Web browser each time new publications are issued that match their identified interests. "NSF Update" also is available on NSF's website at https://public.govdelivery.com/accounts/USNSF/subscriber/new?topic_id=USNSF_179.
Grants.gov provides an additional electronic capability to search for Federal government-wide grant opportunities. NSF funding opportunities may be accessed via this new mechanism. Further information on Grants.gov may be obtained at http://www.grants.gov.
Related Programs:
The National Science Foundation (NSF) is an independent Federal agency created by the National Science Foundation Act of 1950, as amended (42 USC 1861-75). The Act states the purpose of the NSF is "to promote the progress of science; [and] to advance the national health, prosperity, and welfare by supporting research and education in all fields of science and engineering."
NSF funds research and education in most fields of science and engineering. It does this through grants and cooperative agreements to more than 2,000 colleges, universities, K-12 school systems, businesses, informal science organizations and other research organizations throughout the US. The Foundation accounts for about one-fourth of Federal support to academic institutions for basic research.
NSF receives approximately 55,000 proposals each year for research, education and training projects, of which approximately 11,000 are funded. In addition, the Foundation receives several thousand applications for graduate and postdoctoral fellowships. The agency operates no laboratories itself but does support National Research Centers, user facilities, certain oceanographic vessels and Arctic and Antarctic research stations. The Foundation also supports cooperative research between universities and industry, US participation in international scientific and engineering efforts, and educational activities at every academic level.
Facilitation Awards for Scientists and Engineers with Disabilities provide funding for special assistance or equipment to enable persons with disabilities to work on NSF-supported projects. See Grant Proposal Guide Chapter II, Section D.2 for instructions regarding preparation of these types of proposals.
The National Science Foundation has Telephonic Device for the Deaf (TDD) and Federal Information Relay Service (FIRS) capabilities that enable individuals with hearing impairments to communicate with the Foundation about NSF programs, employment or general information. TDD may be accessed at (703) 292-5090 and (800) 281-8749, FIRS at (800) 877-8339.
The National Science Foundation Information Center may be reached at (703) 292-5111.
The National Science Foundation promotes and advances scientific progress in the United States by competitively awarding grants and cooperative agreements for research and education in the sciences, mathematics, and engineering. To get the latest information about program deadlines, to download copies of NSF publications, and to access abstracts of awards, visit the NSF Website at https://www.nsf.gov
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The information requested on proposal forms and project reports is solicited under the authority of the National Science Foundation Act of 1950, as amended. The information on proposal forms will be used in connection with the selection of qualified proposals; and project reports submitted by awardees will be used for program evaluation and reporting within the Executive Branch and to Congress. The information requested may be disclosed to qualified reviewers and staff assistants as part of the proposal review process; to proposer institutions/grantees to provide or obtain data regarding the proposal review process, award decisions, or the administration of awards; to government contractors, experts, volunteers and researchers and educators as necessary to complete assigned work; to other government agencies or other entities needing information regarding applicants or nominees as part of a joint application review process, or in order to coordinate programs or policy; and to another Federal agency, court, or party in a court or Federal administrative proceeding if the government is a party. Information about Principal Investigators may be added to the Reviewer file and used to select potential candidates to serve as peer reviewers or advisory committee members. See Systems of Records, NSF-50, "Principal Investigator/Proposal File and Associated Records," 69 Federal Register 26410 (May 12, 2004), and NSF-51, "Reviewer/Proposal File and Associated Records," 69 Federal Register 26410 (May 12, 2004). Submission of the information is voluntary. Failure to provide full and complete information, however, may reduce the possibility of receiving an award.
An agency may not conduct or sponsor, and a person is not required to respond to, an information collection unless it displays a valid Office of Management and Budget (OMB) control number. The OMB control number for this collection is 3145-0058. Public reporting burden for this collection of information is estimated to average 120 hours per response, including the time for reviewing instructions. Send comments regarding the burden estimate and any other aspect of this collection of information, including suggestions for reducing this burden, to:
Suzanne H. Plimpton
Reports Clearance Officer
Office of the General Counsel
National Science Foundation
Arlington, VA 22230
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The National Science Foundation, 4201 Wilson Boulevard, Arlington, Virginia 22230, USA |
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