by Michael Yamaner[1]

T​he number of full-time graduate students enrolled in science and engineering (S&E) programs rose 0.8% in 2016 after rising by 2.8% in 2015. The 2016 increase was due to a 2.1% increase in the full-time enrollment of foreign students with temporary visas. In 2016, full-time S&E foreign graduate student enrollment grew to 210,260 and represented 45% of all full-time S&E graduate students. In contrast, full-time S&E graduate enrollment of U.S. citizens and permanent residents declined for the fifth year in a row.

These and other findings in this report are from the 2016 Survey of Graduate Students and Postdoctorates in Science and Engineering (GSS), cosponsored by the National Center for Science and Engineering Statistics within the National Science Foundation and by the National Institutes of Health (NIH).

Characteristics of S&E Graduate Enrollment

In 2016, there were 620,489 students enrolled in S&E graduate programs in the United States, with 75% enrolled as full-time students. Fifty-eight percent of those enrolled in S&E graduate programs were men, and 61% were U.S. citizens or permanent residents. Female enrollment in S&E graduate programs grew to 261,575 in 2016, with 32% of those being temporary visa holders (table 1).

TABLE 1. Graduate enrollment in science and engineering fields, by enrollment status, sex, citizenship, race, and ethnicity: 2011–16

a In 2014, the survey frame was updated following a comprehensive frame evaluation study. The study identified potentially eligible but not previously surveyed U.S. academic institutions with master's- or doctorate-granting programs in science, engineering, or health. For information on the impact of the frame update, see https://www.nsf.gov/statistics/2016/nsf16314/.

b Race and ethnicity data are available for U.S. citizens and permanent residents only.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, Survey of Graduate Students and Postdoctorates in Science and Engineering.

Table 1 Source Data: Excel file

% change
Characteristic 2011 2012 2013 2014olda 2014newa 2015 2016 2015–16 2011–14old 2014new–16
All surveyed fields 626,820 627,243 633,010 650,738 666,586 685,397 684,825 -0.1 3.8 2.7
Science and engineering 560,941 561,418 570,300 587,161 601,883 618,008 620,489 0.4 4.7 3.1
Full-time enrollment 411,168 414,384 424,508 440,523 447,096 459,405 462,973 0.8 7.1 3.6
Part-time enrollment 149,773 147,034 145,792 146,638 154,787 158,603 157,516 -0.7 -2.1 1.8
Male 318,209 318,870 324,913 338,940 348,390 358,423 358,914 0.1 6.5 3.0
Female 242,732 242,548 245,387 248,221 253,493 259,585 261,575 0.8 2.3 3.2
U.S. citizens and permanent residentsb 392,160 385,343 381,225 373,378 382,512 382,634 379,749 -0.8 -4.8 -0.7
Full-time enrollment 262,043 258,477 256,211 251,858 253,886 253,503 252,713 -0.3 -3.9 -0.5
Part-time enrollment 130,117 126,866 125,014 121,520 128,626 129,131 127,036 -1.6 -6.6 -1.2
Male 208,400 204,836 202,271 198,397 204,105 202,596 200,834 -0.9 -4.8 -1.6
Female 183,760 180,507 178,954 174,981 178,407 180,038 178,915 -0.6 -4.8 0.3
Hispanic or Latino 30,808 31,406 32,819 33,146 35,132 37,807 39,578 4.7 7.6 12.7
Not Hispanic or Latino
American Indian or Alaska Native 2,392 2,188 2,198 2,048 2,112 2,012 1,860 -7.6 -14.4 -11.9
Asian 33,147 32,700 32,917 32,981 33,745 34,762 35,674 2.6 -0.5 5.7
Black or African American 32,197 31,338 30,911 29,714 30,482 30,788 30,600 -0.6 -7.7 0.4
Native Hawaiian or Other Pacific Islander 1,008 920 882 876 902 935 862 -7.8 -13.1 -4.4
White 256,096 250,783 246,518 240,295 245,103 241,649 237,563 -1.7 -6.2 -3.1
More than one race 6,103 7,578 8,015 9,136 9,335 10,030 10,514 4.8 49.7 12.6
Unknown race and ethnicity 30,409 28,430 26,965 25,182 25,701 24,651 23,098 -6.3 -17.2 -10.1
Temporary visa holders 168,781 176,075 189,075 213,783 219,371 235,374 240,740 2.3 26.7 9.7
Full-time enrollment 149,125 155,907 168,297 188,665 193,210 205,902 210,260 2.1 26.5 8.8
Part-time enrollment 19,656 20,168 20,778 25,118 26,161 29,472 30,480 3.4 27.8 16.5
Male 109,809 114,034 122,642 140,543 144,285 155,827 158,080 1.4 28.0 9.6
Female 58,972 62,041 66,433 73,240 75,086 79,547 82,660 3.9 24.2 10.1

Overall S&E graduate enrollment of U.S. citizens and permanent residents decreased 0.8% between 2015 and 2016. The GSS collects data on race and ethnicity only for U.S. citizens and permanent residents. Among U.S. citizens and permanent residents, S&E graduate enrollment for Hispanics or Latinos increased 4.7% between 2015 and 2016, continuing a pattern of growth that started in 2008. Among the non-Hispanic subgroups, the number of Asian S&E graduate students and the number of S&E graduate students reporting more than one race showed continued growth, up 2.6% and 4.8%, respectively, between 2015 and 2016. The S&E graduate enrollment for the remaining race and ethnicity categories all declined in 2016, with American Indian or Alaska Native as well as Native Hawaiian or Other Pacific Islander showing the largest percent decrease between 2015 and 2016 (-7.6% and -7.8%, respectively) (table 1).

Graduate Enrollment, by S&E Field

In 2016, 73% of the 620,489 S&E graduate students were enrolled in science fields and the remainder were enrolled in engineering fields. Graduate enrollment in five of the nine science fields declined from 2015 to 2016, with psychology experiencing the largest decline at -4.3%, followed by earth, atmospheric, and ocean sciences (-2.8%), social sciences (-2.4%), agricultural sciences (-1.8%), and biological sciences (-1.2%). Computer sciences graduate enrollment increased for the fifth straight year in 2016, experiencing 7.5% growth from 2015 and 21.0% growth since 2014. The remaining science fields also showed graduate enrollment growth between 2015 and 2016, with mathematics and statistics increasing by 6.1%, followed by other sciences (5.3%) and physical sciences (0.3%) (table 2).

TABLE 2. Graduate enrollment in science, engineering, and health, by field: 2011–16

a In 2014, the survey frame was updated following a comprehensive frame evaluation study. The study identified potentially eligible but not previously surveyed U.S. academic institutions with master's- or doctorate-granting programs in science, engineering, or health. For information on the impact of the frame update, see https://www.nsf.gov/statistics/2016/nsf16314/.

b More rigorous follow-up was done in recent years with institutions regarding the exclusion of practitioner-oriented graduate degree programs in psychology and in other health (a subfield of health). This change may affect interpretation of trends in these fields.

c Includes communication, family and consumer sciences and human sciences, multidisciplinary and interdisciplinary studies, and neurobiology and neuroscience.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, Survey of Graduate Students and Postdoctorates in Science and Engineering.

Table 2 Source Data: Excel file

% change
Characteristic 2011 2012 2013 2014olda 2014newa 2015 2016 2015–16 2011–14old 2014new–16
All surveyed fields 626,820 627,243 633,010 650,738 666,586 685,397 684,825 -0.1 3.8 2.7
Science and engineering 560,941 561,418 570,300 587,161 601,883 618,008 620,489 0.4 4.7 3.1
Science 414,440 413,033 417,251 425,148 437,395 448,654 452,046 0.8 2.6 3.3
Agricultural sciences 16,129 16,234 16,429 16,947 17,505 18,610 18,284 -1.8 5.1 4.5
Biological sciences 75,423 76,447 76,649 76,029 78,490 80,096 79,146 -1.2 0.8 0.8
Computer sciences 51,234 51,789 56,339 68,766 76,546 86,192 92,650 7.5 34.2 21.0
Earth, atmospheric, and ocean sciences 15,820 16,069 15,816 15,423 15,710 15,447 15,015 -2.8 -2.5 -4.4
Mathematics and statistics 23,801 24,575 24,804 25,502 25,874 26,444 28,050 6.1 7.1 8.4
Physical sciences 39,694 39,928 40,019 40,196 40,332 40,386 40,518 0.3 1.3 0.5
Psychologyb 54,486 54,117 54,102 50,938 48,833 49,740 47,609 -4.3 -6.5 -2.5
Social sciences 111,661 108,169 107,278 104,445 105,742 102,706 100,200 -2.4 -6.5 -5.2
Other sciencesc 26,192 25,705 25,815 26,902 28,363 29,033 30,574 5.3 2.7 7.8
Engineering 146,501 148,385 153,049 162,013 164,488 169,354 168,443 -0.5 10.6 2.4
Aerospace engineering 5,691 5,069 5,181 5,116 5,116 5,345 5,416 1.3 -10.1 5.9
Architecture 3,111 2,363 2,176 1,812 1,817 1,565 1,671 6.8 -41.8 -8.0
Biomedical engineering 9,175 9,157 9,198 9,510 9,510 9,761 10,208 4.6 3.7 7.3
Chemical engineering 8,828 9,222 9,698 9,853 9,870 10,008 10,187 1.8 11.6 3.2
Civil engineering 19,596 19,922 20,110 20,660 20,789 20,978 20,569 -1.9 5.4 -1.1
Electrical engineering 41,580 42,347 45,562 50,051 51,909 52,940 50,062 -5.4 20.4 -3.6
Industrial and manufacturing engineering 14,494 14,469 14,363 14,659 14,845 16,284 16,200 -0.5 1.1 9.1
Mechanical engineering 21,883 23,088 24,087 25,508 25,651 27,314 27,898 2.1 16.6 8.8
Metallurgical/materials engineering 6,649 6,985 7,144 7,473 7,518 7,741 8,106 4.7 12.4 7.8
Other engineering 15,494 15,763 15,530 17,371 17,463 17,418 18,126 4.1 12.1 3.8
Healthb 65,879 65,825 62,710 63,577 64,703 67,389 64,336 -4.5 -3.5 -0.6

Graduate enrollment in engineering declined for the first time since 2011 to 168,443 students in 2016, down 0.5% from 2015. This decrease was mostly due to decreased enrollment in two of the historically larger engineering fields: electrical engineering (-5.4%) and civil engineering (-1.9%). Decreased graduate enrollment in industrial and manufacturing engineering (-0.5%) added to the overall decline (table 2).

Postdoctoral Appointees in SEH Fields

In 2016, a total of 64,712 postdoctoral appointees (postdocs) were conducting research in science, engineering, and health (SEH) fields at U.S. academic institutions and their affiliated research centers and hospitals. The total number of SEH postdocs increased by 1.3% from 2015. This was mainly due to an increase in the number of health postdocs (2.2%) and an increase in the number of U.S. citizen and permanent resident S&E postdocs (3.1%) who constitute the minority (44.2%) of the total S&E postdocs (table 3).

TABLE 3. Postdoctoral appointees in science, engineering, and health, by sex, citizenship, ethnicity, race, and field: 2011–16

* = < 0.05%

a In 2014, the survey frame was updated following a comprehensive frame evaluation study. The study identified potentially eligible but not previously surveyed U.S. academic institutions with master's- or doctorate-granting programs in science, engineering, or health. For information on the impact of the frame update, see https://www.nsf.gov/statistics/2016/nsf16314/.

b Race and ethnicity data are available for U.S. citizens and permanent residents only.

c Includes communication as well as family and consumer sciences and human sciences.

d Includes agricultural engineering, architecture, engineering science, mechanics, and physics, mining engineering, nuclear engineering, petroleum engineering, and engineering not elsewhere classified.

NOTE: "Field" refers to the field of the unit that reports postdoctoral appointees.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, Survey of Graduate Students and Postdoctorates in Science and Engineering.

Table 3 Source Data: Excel file

% change
Characteristic 2011 2012 2013 2014olda 2014newa 2015 2016 2015–16 2011–14old 2014new–16
All surveyed fields 62,639 62,851 61,942 62,379 63,593 63,861 64,712 1.3 -0.4 1.8
Science and engineering 44,121 43,841 43,395 43,476 44,623 45,295 45,737 1.0 -1.5 2.5
Male 28,314 28,176 27,858 27,920 28,618 28,970 29,299 1.1 -1.4 2.4
Female 15,807 15,665 15,537 15,556 16,005 16,325 16,438 0.7 -1.6 2.7
U.S. citizens and permanent residentsb 20,340 20,214 20,257 20,018 20,453 19,593 20,205 3.1 -1.6 -1.2
Hispanic or Latino 901 862 961 978 1,020 1,025 1,041 1.6 8.5 2.1
Not Hispanic or Latino
American Indian or Alaska Native 66 51 71 63 65 56 94 67.9 -4.5 44.6
Asian 3,502 3,330 3,526 3,374 3,489 3,305 3,697 11.9 -3.7 6.0
Black or African American 610 615 667 690 702 641 601 -6.2 13.1 -14.4
Native Hawaiian or Other Pacific Islander 53 63 50 52 53 32 73 128.1 -1.9 37.7
White 11,965 11,835 11,953 11,739 11,994 12,079 12,127 0.4 -1.9 1.1
More than one race 161 112 165 162 168 268 512 91.0 0.6 204.8
Unknown ethnicity and race 3,082 3,346 2,864 2,960 2,962 2,187 2,060 -5.8 -4.0 -30.5
Temporary visa holders 23,781 23,627 23,138 23,458 24,170 25,702 25,532 -0.7 -1.4 5.6
Science 37,335 36,738 36,289 36,184 37,316 37,639 37,941 0.8 -3.1 1.7
Agricultural sciences 19,629 19,262 18,738 18,955 19,655 20,567 20,326 -1.2 -3.4 3.4
Biological sciences 21,107 20,086 19,330 18,749 19,554 19,304 19,427 0.6 -11.2 -0.6
Computer sciences 759 760 765 833 834 888 914 2.9 9.7 9.6
Earth, atmospheric, and ocean sciences 1,774 1,956 2,032 2,059 2,061 2,129 2,104 -1.2 16.1 2.1
Mathematics and statistics 830 902 932 956 959 1,011 1,005 -0.6 15.2 4.8
Multidisciplinary and interdisciplinary studies 704 742 891 1,045 1,045 972 1,095 12.7 48.4 4.8
Neurobiology and nueroscience 1,398 1,525 1,696 1,778 1,878 1,957 2,071 5.8 27.2 10.3
Physical sciences 7,490 7,430 7,197 7,089 7,277 7,358 7,269 -1.2 -5.4 -0.1
Psychology 1,124 1,132 1,023 1,062 1,066 1,130 1,177 4.2 -5.5 10.4
Social sciences 774 799 938 1,050 1,051 1,179 1,193 1.2 35.7 13.5
Other sciencesc 119 116 166 168 189 186 202 8.6 41.2 6.9
Engineering 6,786 7,103 7,106 7,292 7,307 7,656 7,796 1.8 7.5 6.7
Aerospace engineering 202 170 202 220 220 217 201 -7.4 8.9 -8.6
Biomedical engineering 1,069 1,161 1,103 1,196 1,198 1,201 1,278 6.4 11.9 6.7
Chemical engineering 1,137 1,098 1,230 1,244 1,244 1,283 1,218 -5.1 9.4 -2.1
Civil engineering 551 590 587 629 629 670 706 5.4 14.2 12.2
Electrical engineering 1,035 1,152 1,180 1,177 1,179 1,160 1,186 2.2 13.7 0.6
Industrial and manufacturing engineering 121 127 133 131 131 142 130 -8.5 8.3 -0.8
Mechanical engineering 889 985 1,034 1,055 1,058 1,161 1,080 -7.0 18.7 2.1
Metallurgical/materials engineering 860 854 809 776 780 911 882 -3.2 -9.8 13.1
Other engineeringd 922 966 828 864 868 911 1,115 22.4 -6.3 28.5
Health 18,518 19,010 18,547 18,903 18,970 18,566 18,975 2.2 2.1 *

The number of S&E postdocs experienced a 1.0% increase from 2015 to 2016 to a total of 45,737. In 2016, the number of S&E postdocs increased for both men (1.1%) and women (0.7%), but the share of female S&E postdocs remains at its historical high, hovering at or near 36%, which began in 2011 (table 3). Within S&E fields, the largest percent increases from 2015 to 2016 in the number of S&E postdocs were for other engineering (22.4%), multidisciplinary and interdisciplinary studies (12.7%), and other sciences (8.6%).

Nonfaculty Researchers in SEH Fields

The total number of doctorate-holding nonfaculty researchers (NFRs) in SEH fields grew 8.6% between 2014 and 2016, increasing 1.8% between 2015 and 2016 to 25,747.[2] In 2016, biological sciences employed the largest share of SEH NFRs at 27.4%, followed by health (25.8%) and engineering (12.3%). Men hold a larger share of NFRs in the science fields and in engineering (60.7% and 77.3%, respectively), whereas men made up only 49.9% of the NFRs in health fields (table 4).

TABLE 4. Doctorate-holding nonfaculty researchers in science, engineering, and health, by sex and field: 2011–16

a In 2014, the survey frame was updated following a comprehensive frame evaluation study. The study identified potentially eligible but not previously surveyed U.S. academic institutions with master's- or doctorate-granting programs in science, engineering, or health. For information on the impact of the frame update, see https://www.nsf.gov/statistics/2016/nsf16314/.

b Includes communication as well as family and consumer sciences and human sciences.

NOTE: "Field" refers to the field of the unit that reports nonfaculty researchers.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, Survey of Graduate Students and Postdoctorates in Science and Engineering.

Table 4 Source Data: Excel file

% change
Field and sex 2011 2012 2013 2014olda 2014newa 2015 2016 2015–16 2011–14old 2014new–16
All surveyed fields 21,498 21,908 22,465 23,290 23,706 25,292 25,747 1.8 8.3 8.6
Male 13,105 13,250 13,617 14,099 14,314 15,249 15,437 1.2 7.6 7.8
Female 8,393 8,658 8,848 9,191 9,392 10,043 10,310 2.7 9.5 9.8
Science and engineering 15,675 15,761 16,426 17,027 17,419 18,596 19,095 2.7 8.6 9.6
Male 10,140 10,190 10,504 10,925 11,126 11,865 12,119 2.1 7.7 8.9
Female 5,535 5,571 5,922 6,102 6,293 6,731 6,976 3.6 10.2 10.9
Science 13,363 13,264 13,932 14,283 14,674 15,667 15,940 1.7 6.9 8.6
Male 8,245 8,167 8,534 8,777 8,977 9,568 9,681 1.2 6.5 7.8
Female 5,118 5,097 5,398 5,506 5,697 6,099 6,259 2.6 7.6 9.9
Agricultural sciences 581 567 550 609 616 747 767 2.7 4.8 24.5
Biological sciences 6,224 6,249 6,527 6,492 6,841 6,948 7,058 1.6 4.3 3.2
Computer sciences 326 349 459 450 450 459 470 2.4 38.0 4.4
Earth, atmospheric, and ocean sciences 1,625 1,513 1,518 1,499 1,500 1,754 1,635 -6.8 -7.8 9.0
Mathematics and statistics 174 209 224 221 221 235 213 -9.4 27.0 -3.6
Multidisciplinary and interdisciplinary studies 509 497 538 658 661 630 727 15.4 29.3 10.0
Neurobiology and neuroscience 378 356 417 650 666 718 760 5.8 72.0 14.1
Physical sciences 2,322 2,296 2,312 2,433 2,445 2,701 2,735 1.3 4.8 11.9
Psychology 434 431 457 411 411 472 456 -3.4 -5.3 10.9
Social sciences 672 740 853 769 770 898 970 8.0 14.4 26.0
Other sciencesb 118 57 77 91 93 105 149 41.9 -22.9 60.2
Engineering 2,312 2,497 2,494 2,744 2,745 2,929 3,155 7.7 18.7 14.9
Male 1,895 2,023 1,970 2,148 2,149 2,297 2,438 6.1 13.4 13.4
Female 417 474 524 596 596 632 717 13.4 42.9 20.3
Health 5,823 6,147 6,039 6,263 6,287 6,696 6,652 -0.7 7.6 5.8
Male 2,965 3,060 3,113 3,174 3,188 3,384 3,318 -2.0 7.0 4.1
Female 2,858 3,087 2,926 3,089 3,099 3,312 3,334 0.7 8.1 7.6

Data Sources and Limitations

Conducted since 1966, the GSS is an annual census of all academic institutions in the United States that grant research-based master's or doctoral degrees in science, engineering, and health (SEH) fields. The 2016 GSS collected data from 15,853 organizational units (departments, programs, affiliated research centers, and health care facilities) at 714 eligible institutions and their affiliates in the United States, Puerto Rico, and Guam. The unit response rate was 99.5%. An overview of the GSS is available at https://www.nsf.gov/statistics/srvygradpostdoc/. GSS health fields are collected under the advisement of NIH. These GSS fields are about one-third of all health fields in the U.S. Department of Education's Classification of Instructional Programs (CIP) taxonomy.[3] NIH information on trends seen within these selected health fields can be found at https://report.nih.gov/nihdatabook/.

In 2014, the survey frame was updated following a comprehensive frame evaluation study. A total of 151 newly eligible institutions were added, and two private for-profit institutions offering mostly practitioner-based graduate degrees were determined to be ineligible. This 2014 frame update added over the previous frame a total of 15,848 SEH graduate students, an increase of 2.4%; 1,214 SEH postdocs, an increase of 1.9%; and 416 SEH NFRs, an increase of 1.8%. Because of the survey frame update, data comparisons across years should be made with caution. This is especially true for counts; however, proportions or shares are typically robust enough to allow for such comparisons. In this report, the data comparisons between 2014 and earlier years use the "2014old" data, and those between 2014 and 2016 use the "2014new" data. The effect of the frame update can be evaluated by using the "2014old" and "2014new" data. For more information on the survey frame update, see the special report Assessing the Impact of Frame Changes on Trend Data from the Survey of Graduate Students and Postdoctorates in Science and Engineering.[4]

In 2011, the GSS field taxonomy was updated to conform to the 2010 CIP. The impact on overall GSS counts because of this change was minimal, as described in appendix A, "Technical Notes" in Graduate Students and Postdoctorates in Science and Engineering: Fall 2011.[5] Data tables from the 2016 GSS are available at https://www.nsf.gov/statistics/srvygradpostdoc/. For more information, contact the author.

Notes

[1] Michael Yamaner, Human Resources Statistics Program, National Center for Science and Engineering Statistics, National Science Foundation, 2415 Eisenhower Avenue, Suite W14200, Alexandria, VA 22314 (myamaner@nsf.gov; 703-292-7815).

[2] For more information on the NFR data, see Einaudi P, Heuer R, Green P, Kang KH. 2015. Examining the Reporting of Nonfaculty Doctorate Researchers in the Survey of Graduate Students and Postdoctorates in Science and Engineering. Working Paper NCSES 15-201. Arlington, VA: National Science Foundation, National Center for Science and Engineering Statistics. Available at https://www.nsf.gov/statistics/2015/ncses15201/.

[3] The CIP provides a taxonomic scheme that supports the consistent reporting of fields of study and program completions activity. For more information see http://nces.ed.gov/ipeds/cipcode/.

[4] Arbeit CA, Einaudi P, Green P, Kang KH. 2016. Assessing the Impact of Frame Changes on Trend Data from the Survey of Graduate Students and Postdoctorates in Science and Engineering. Special Report NSF 16-314. Arlington, VA: National Science Foundation, National Center for Science and Engineering Statistics. Available at https://www.nsf.gov/statistics/2016/nsf16314/nsf16314.pdf.

[5] National Science Foundation, National Center for Science and Engineering Statistics. 2013. Graduate Students and Postdoctorates in Science and Engineering: Fall 2011. Detailed Statistical Tables NSF 13-331. Arlington, VA. Available at https://www.nsf.gov/statistics/nsf13331/.