by Michael T. Gibbons [1]

The nation's 42 federally funded research and development centers (FFRDCs) spent over $20 billion on R&D in FY 2017, an annual increase of more than 4% in current dollars (table 1). Most support for R&D came from the federal government (98.2%), reaching nearly $19.7 billion in FY 2017. This amount represented a 4.3% increase in federal R&D support to FFRDCs—the fourth year of growth after funding declines in FYs 2010–13. In constant 2009 dollars, total FFRDC expenditures on R&D rose 2.4% from FY 2016 to FY 2017 (figure 1). Since FY 2007, total R&D spending at FFRDCs has increased at an average annual rate of 2.2% in constant dollars. These and the other statistics in this report come from the FY 2017 FFRDC Research and Development Survey, conducted by the National Center for Science and Engineering Statistics (NCSES) within the National Science Foundation (NSF).

TABLE 1. R&D expenditures at federally funded research and development centers, by source of funds: FYs 2010–17
(Thousands of current dollars)
Fiscal year All R&D
expenditures
Federal
government
State and local
government
Business Nonprofit
organizations
All other
sources

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey.

Table 1 Source Data: Excel file

2010 18,880,609 18,453,552 52,871 168,561 23,665 181,960
2011 18,671,245 18,276,088 26,744 190,111 38,878 139,424
2012 18,280,943 17,875,012 39,428 184,434 45,926 136,143
2013 17,667,184 17,284,513 50,449 186,911 39,390 105,921
2014 17,718,556 17,331,396 28,337 220,735 37,182 100,906
2015 18,458,257 18,097,189 18,427 208,780 27,984 105,877
2016 19,219,702 18,855,593 21,556 192,239 40,195 110,119
2017 20,038,307 19,667,804 29,029 192,107 46,526 102,841

Expenditures, by Type of R&D

FFRDCs are privately operated R&D organizations that are exclusively or substantially financed by the federal government. In FY 2017, basic research activities accounted for 20.5% of total FFRDC R&D expenditures, 3.2 percentage points lower than in FYs 2013 and 2014 (table 2). The remaining R&D expenditures were divided evenly between applied research (39.6%) and experimental development (39.9%). Overall, total basic research expenditures at FFRDCs declined by $75 million in current dollars from FY 2013 to FY 2017. Applied research expenditures increased by $1.1 billion and experimental development increased by $1.3 billion during the same period.

FIGURE 1. Total R&D expenditures at federally funded research and development centers: FYs 2007–17
FIGURE 1. Total R&D expenditures at federally funded research and development centers:
FYs 2007–17.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey.

Figure 1 Source Data: Excel file

TABLE 2. Total and federally financed R&D expenditures at federally funded research and development centers, by type of R&D: FYs 2013–17
(Millions of current dollars)
Fiscal year All R&D
expenditures
Basic research Applied research Experimental
development
Amount Percent Amount Percent Amount Percent

NOTE: Because of rounding, detail may not add to total.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey.

Table 2 Source Data: Excel file

2013 17,667 4,186 23.7   6,818 38.6   6,663 37.7
2014 17,719 4,195 23.7   6,839 38.6   6,684 37.7
2015 18,458 4,094 22.2   7,292 39.5   7,072 38.3
2016 19,220 4,224 22.0   7,527 39.2   7,468 38.9
2017 20,038 4,111 20.5   7,931 39.6   7,996 39.9

R&D Expenditure Trends at Specific FFRDCs

The majority of FFRDCs (24 centers) increased R&D spending in FY 2017, with 16 reporting an increase greater than 4%. Six FFRDCs reported more than $1 billion each (and a combined $10.9 billion) in R&D expenditures for FY 2017—the National Aeronautics and Space Administration–sponsored Jet Propulsion Laboratory, four Department of Energy–sponsored National Laboratories specializing in energy and the environment, national security, and nuclear science: Sandia, Oak Ridge, Los Alamos, and Lawrence Livermore, and the Department of Defense–sponsored National Security Engineering Center (table 3). The Jet Propulsion Laboratory reported the largest dollar and percentage increase in R&D of any center, increasing by over $472 million, or 25.5%, from FY 2016. Seventeen FFRDCs reported lower expenditures in FY 2017, though six of those declined by less than 1.5%. Of the 40 FFRDCs listed continuously since 2014, 32 reported greater expenditures in FY 2017 compared to FY 2014.

TABLE 3. R&D expenditures at federally funded research and development centers, by FFRDC: FYs 2014–17
(Thousands of current dollars)
FFRDC 2014 2015 2016 2017 % change
2016–17

na = not applicable.

FFRDC = federally funded research and development center.

SOURCE: National Science Foundation, National Center for Science and Engineering Statistics, FFRDC Research and Development Survey.

Table 3 Source Data: Excel file

All FFRDCs 17,718,556 18,458,257 19,219,702 20,038,307 4.3
University-administered FFRDCs 5,279,306 5,483,466 5,669,908 6,155,252 8.6
Ames Laboratory 41,824 45,845 46,886 53,527 14.2
Argonne National Laboratory 719,459 719,521 733,377 723,824 -1.3
Fermi National Accelerator Laboratory 334,522 319,700 323,507 320,516 -0.9
Jet Propulsion Laboratory 1,664,539 1,749,689 1,852,369 2,324,826 25.5
Lawrence Berkeley National Laboratory 762,601 792,457 797,831 813,267 1.9
Lincoln Laboratory 830,076 914,071 949,138 969,090 2.1
National Center for Atmospheric Research 162,259 166,385 177,422 171,551 -3.3
National Optical Astronomy Observatory 25,161 23,660 24,917 25,906 4.0
National Radio Astronomy Observatory 85,327 89,689 90,411 91,720 1.4
National Solar Observatory 10,039 11,752 12,783 11,841 -7.4
Princeton Plasma Physics Laboratory 97,768 81,348 82,246 81,444 -1.0
SLAC National Accelerator Laboratory 316,646 310,167 313,031 327,453 4.6
Software Engineering Institute 123,217 131,146 145,981 132,967 -8.9
Thomas Jefferson National Accelerator Facility 105,868 128,036 120,009 107,320 -10.6
Nonprofit-administered FFRDCs 5,945,266 6,121,483 6,128,058 6,413,612 4.7
Aerospace Federally Funded Research and Development Center 838,708 888,119 909,868 942,704 3.6
Arroyo Center 33,391 40,594 44,616 42,723 -4.2
Brookhaven National Laboratory 573,364 587,194 579,087 556,875 -3.8
Center for Advanced Aviation System Development 149,054 155,696 156,644 168,169 7.4
Center for Communications and Computing 63,199 56,478 61,625 66,692 8.2
Center for Enterprise Modernization 158,069 145,442 146,436 154,933 5.8
Center for Naval Analyses 80,283 80,358 84,232 90,401 7.3
Center for Nuclear Waste Regulatory Analyses 12,314 12,636 8,600 6,312 -26.6
CMS Alliance to Modernize Healthcare 70,458 168,142 141,860 169,013 19.1
Homeland Security Operational Analysis Center na na na 8,622 na
Homeland Security Studies and Analysis Institute 20,866 16,965 22,038 na na
Homeland Security Systems Engineering and Development Institute 94,353 77,176 101,628 104,414 2.7
Judiciary Engineering and Modernization Center 2,299 4,318 9,289 8,030 -13.6
National Biodefense Analysis and Countermeasures Center 30,310 30,716 32,902 34,991 6.3
National Cybersecurity Center of Excellence na 7,843 13,076 13,436 2.8
National Defense Research Institute 62,073 56,736 62,848 69,013 9.8
National Renewable Energy Laboratory 359,998 378,436 362,087 357,916 -1.2
National Security Engineering Center 885,382 919,441 966,542 1,012,155 4.7
Oak Ridge National Laboratory 1,293,722 1,333,332 1,283,729 1,403,204 9.3
Pacific Northwest National Laboratory 1,021,912 951,099 914,747 983,962 7.6
Project Air Force 39,351 44,393 49,165 48,521 -1.3
Science and Technology Policy Institute 10,949 8,724 7,459 8,401 12.6
Systems and Analyses Center 145,211 157,645 169,580 163,125 -3.8
Industry-administered FFRDCs 6,493,984 6,853,308 7,421,736 7,469,443 0.6
Frederick National Laboratory for Cancer Research 448,500 495,300 642,165 704,223 9.7
Idaho National Laboratory 479,801 476,376 521,618 482,840 -7.4
Lawrence Livermore National Laboratory 1,170,571 1,273,066 1,363,525 1,290,134 -5.4
Los Alamos National Laboratory 1,767,000 1,865,000 1,987,000 1,972,769 -0.7
Sandia National Laboratories 2,507,099 2,621,891 2,781,547 2,878,000 3.5
Savannah River National Laboratory 121,013 121,675 125,881 141,477 12.4

Data Sources, Limitations, and Availability

The statistics on FFRDC R&D expenditures presented in this report come from the FY 2017 FFRDC Research and Development Survey. This annual survey is completed by FFRDC administrators and collects data from FFRDCs on R&D expenditures by source of funds (federal, state and local, business, nonprofit organizations, or other), type of R&D (basic research, applied research, or experimental development), and type of cost (salaries, software, equipment, subcontracts, or indirect costs). This survey has been a census of the full population of FFRDCs since FY 2001. For a list of criteria used to define the set of FFRDCs, see the general guidelines of the Master Government List of FFRDCs at https://www.nsf.gov/statistics/ffrdclist/#guide&gennotes. For more information on the survey methodology see the technical notes in FFRDC Research and Development Expenditures: Fiscal Year 2017.

The full set of data tables from this survey are available at https://ncsesdata.nsf.gov/ffrdcrd/2017/.

Note

[1] Michael T. Gibbons, Research and Development Statistics Program, National Center for Science and Engineering Statistics, National Science Foundation, 2415 Eisenhower Ave, Suite W14200, Alexandria, VA 22314 (mgibbons@nsf.gov; 703-292-4590).